陸金所控股提交6-K文件 披露7月股本維持穩定及平保可換股票據潛在攤薄風險

FF301
v
Page 1 of 10
1.2.1
Monthly Return for Equity Issuer and Hong Kong Depositary Receipts listed under Chapter 19B of the Exchange Listing Rules on Movements in 
Securities 
For the month ended:
31 July 2026
Status:
New Submission
To : Hong Kong Exchanges and Clearing Limited
Name of Issuer:
Lufax Holding Ltd
Date Submitted:
05 August 2026
I. Movements in Authorised / Registered Share Capital
1. Class of shares
Ordinary shares
Type of shares
Not applicable
Listed on the Exchange (Note 1)
Yes
Stock code (if listed)
06623
Description
Number of authorised/registered shares
Par value
Authorised/registered share capital
Balance at close of preceding month
10,000,000,000 USD
0.00001 USD
100,000
Increase / decrease (-)
USD
Balance at close of the month
10,000,000,000 USD
0.00001 USD
100,000
Total authorised/registered share capital at the end of the month: USD
100,000
Exhibit 99.1

FF301
v
Page 2 of 10
1.2.1
II. Movements in Issued Shares and/or Treasury Shares and Public Float Sufficiency Confirmation
1. Class of shares
Ordinary shares
Type of shares
Not applicable
Listed on the Exchange (Note 1)
Yes
Stock code (if listed)
06623
Description
Number of issued shares 
(excluding treasury shares)
Number of treasury shares
Total number of issued shares
Balance at close of preceding month
1,733,377,784
0
1,733,377,784
Increase / decrease (-)
Balance at close of the month
1,733,377,784
0
1,733,377,784
Public float sufficiency confirmation (Note 4)
Pursuant to Main Board Rule 13.32D(1) or 19A.28D(1) / GEM Rule 17.37D(1) or 25.21D(1), we hereby confirm that, in relation to the class of shares as set out above, as at the close of the 
month:
the applicable public float requirement (see below) has been complied with
O
the applicable public float requirement (see below) has not been complied with
The applicable minimum public float requirement for the class of shares as set out above pursuant to Main Board Rule 13.32B or 19A.28B / GEM Rule 17.37B or 25.21B (as the case may be) is: 
Applicable public float threshold
Initial Prescribed Threshold - 25% of the total number of issued shares in the class to which the listed shares belong 
(excluding treasury shares)
Additional information
Remarks:
The number of issued shares of Lufax Holding Ltd (the “Company”) excludes (i) the shares underlying the ADSs repurchased by the Company pursuant to the share repurchase programs and (ii) 
shares issued to the Depositary for bulk issuance of ADSs reserved for future issuances upon the exercise or vesting of options or awards granted under the Company's share incentive plans, 
which in aggregate amounted to 56,304,860 as of July 31, 2026. The Company has obtained a waiver from the Stock Exchange from strict compliance with the requirements in relation to 
the retention of the above mentioned shares during its Hong Kong listing process. For further details, please refer to the section headed "Waivers" in the Company’s listing document dated April 
11, 2023.

FF301
v
Page 3 of 10
1.2.1
III. Details of Movements in Issued Shares and/or Treasury Shares
(A). Share Options (under Share Option Schemes of the Issuer)
1. Class of shares
Ordinary shares
Type of shares
Not applicable
Listed on the Exchange (Note 1)
Yes
Stock code (if listed)
06623
Description
Particulars of share option scheme
Number of share 
options outstanding at 
close of preceding 
month
Movement during the month
Number of share 
options outstanding at 
close of the month
Number of new shares 
issued during the month 
pursuant thereto (A1)
Number of treasury 
shares transferred out of 
treasury during the 
month pursuant thereto 
(A2)
Number of shares which 
may be issued or 
transferred out of 
treasury pursuant 
thereto as at close of 
the month
The total number of 
shares which may be 
issued or transferred out 
of treasury upon 
exercise of all share 
options to be granted 
under the scheme at 
close of the month
1).
2014 Share Incentive 
Plan adopted in 
December 2014 - award 
of options (which is 
amended from time to 
time)
7,239,638 Lapsed
-3,390
7,236,248
7,236,248
0
General Meeting approval date (if applicable)
Increase in issued shares (excluding treasury shares): 
Ordinary shares (AA1)
Decrease in treasury shares: 
Ordinary shares (AA2)
Total funds raised during the month from exercise of options: USD
0
Remarks:
As of July 31, 2026, 12,716,189 shares of the Company (equivalent to 6,358,094 ADSs of the Company) are available for future grant under the scheme mandate limit under the 2019 
Performance Share Unit Plan (adopted in September 2019 and amended from time to time). The 2014 Share Incentive Plan has expired in December 2024.

FF301
v
Page 4 of 10
1.2.1
(B). Warrants to Issue Shares of the Issuer
Not applicable

FF301
v
Page 5 of 10
1.2.1
(C). Convertibles (i.e. Convertible into Shares of the Issuer)
1. Class of shares
Ordinary shares
Type of shares
Not applicable
Listed on the Exchange (Note 1)
Yes
Stock code (if listed)
06623
Description
Description of the Convertibles
Currency
Amount at close of 
preceding month
Movement during the month
Amount at close of the 
month
Number of new shares 
issued during the month 
pursuant thereto (C1)
Number of treasury 
shares transferred out of 
treasury during the month 
pursuant thereto (C2)
Number of shares which 
may be issued or 
transferred out of treasury 
pursuant thereto as at 
close of the month
1).
Ping An Convertible 
Promissory Notes
USD
976,900,000
976,900,000
421,077,586
Type of the Convertibles
Bond/Notes
Stock code of the Convertibles 
(if listed on the Exchange) (Note 1)
Subscription/Conversion price
USD
2.32
General Meeting approval date 
(if applicable)
Increase in issued shares (excluding treasury shares): 
Ordinary shares (CC1)
Decrease in treasury shares: 
Ordinary shares (CC2)

FF301
v
Page 6 of 10
1.2.1
(D). Any other Agreements or Arrangements to Issue Shares of the Issuer, including Options (other than Share Option Schemes)
1. Class of shares
Ordinary shares
Type of shares
Not applicable
Listed on the Exchange (Note 1)
Yes
Stock code (if listed)
06623
Description
Description of other agreements or arrangements
General Meeting 
approval date 
(if applicable)
Number of new shares issued during 
the month pursuant thereto (D1)
Number of treasury shares transferred 
out of treasury during the month 
pursuant thereto (D2)
Number of shares which may be issued 
or transferred out of treasury pursuant 
thereto as at close of the month
1).
2019 Performance Share Unit plan, adopted in September 2019 - performance 
share units (which was amended from time to time)
185,205
Increase in issued shares (excluding treasury shares): 
Ordinary shares (DD1)
Decrease in treasury shares: 
Ordinary shares (DD2)

FF301
v
Page 7 of 10
1.2.1
(E). Other Movements in Issued Shares and/or Treasury Shares
Not applicable
Total increase/ decrease (-) in issued shares (excluding treasury shares) during the month (i.e. Total of AA1 to EE1):
Ordinary shares
Total increase/ decrease (-) in treasury shares during the month (i.e. Total of AA2 to EE2):
Ordinary shares

FF301
v
Page 8 of 10
1.2.1
IV. Information about Hong Kong Depositary Receipt (HDR)
Not applicable

FF301
v
Page 9 of 10
1.2.1
V. Confirmations
Pursuant to Main Board Rule 13.25C / GEM Rule 17.27C, we hereby confirm to the best knowledge, information and belief that, in relation to each of the securities issued, or the treasury shares 
sold or transferred by the issuer during the month as set out in Parts III and IV which has not been previously disclosed in a return published under Main Board Rule 13.25A / GEM Rule 17.27A, it 
has been duly authorised by the board of directors of the listed issuer and carried out in compliance with all applicable listing rules, laws and other regulatory requirements and, insofar as 
applicable: 
(Note 5) 
(i) all money due to the listed issuer in respect of the issue of securities, or sale or transfer of treasury shares has been received by it; 
 
(ii) all pre-conditions for listing imposed by the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited under "Qualifications of listing" have been fulfilled; 
 
(iii) all (if any) conditions contained in the formal letter granting listing of and permission to deal in the securities have been fulfilled; 
 
(iv) all the securities of each class are in all respects identical (Note 6); 
 
(v) all documents required by the Companies (Winding Up and Miscellaneous Provisions) Ordinance to be filed with the Registrar of Companies have been duly filed and that compliance has 
 been made with all other legal requirements; 
 
(vi) all the definitive documents of title have been delivered/are ready to be delivered/are being prepared and will be delivered in accordance with the terms of issue, sale or transfer; 
 
(vii) completion has taken place of the purchase by the issuer of all property shown in the listing document to have been purchased or agreed to be purchased by it and the purchase 
 consideration for all such property has been duly satisfied; and 
 
(viii) the trust deed/deed poll relating to the debenture, loan stock, notes or bonds has been completed and executed, and particulars thereof, if so required by law, have been filed with the 
 Registrar of Companies.
Submitted by:
Xiang JI
Title:
Executive Director
(Director, Secretary or other Duly Authorised Officer)

FF301
v
Page 10 of 10
1.2.1
Notes
1.
The Exchange refers to The Stock Exchange of Hong Kong Limited.
2.
In the case of repurchase of shares (shares repurchased and cancelled) and redemption of shares (shares redeemed and cancelled), "date of event" should be construed as 
"cancellation date".
In the case of repurchase of shares (shares held as treasury shares), "date of event" should be construed as "date on which shares were repurchased and held by the issuer in 
treasury".
3.
The information is required in the case of repurchase of shares (shares repurchased for cancellation but not yet cancelled) and redemption of shares (shares redeemed but not yet 
cancelled). Please state the number of shares repurchased or redeemed during the month or in preceding month(s) but pending cancellation as at close of the month as a negative 
number.
4.
"Initial Prescribed Threshold”, "Alternative Threshold” and "market value" have the meanings ascribed thereto under Main Board Rule 13.32A or 19A.28A / GEM Rule 17.37A or 
25.21A. See also Main Board Rule 13.32D(4) or 19A.28D(4) / GEM Rule 17.37D(4) or 25.21D(4) on the basis of the public float disclosure.
5.
Items (i) to (viii) are suggested forms of confirmation. The listed issuer may amend the item(s) that is/are not applicable to meet individual cases. Where the issuer has already 
made the relevant confirmations in a return published under Main Board Rule 13.25A / GEM Rule 17.27A in relation to the securities issued, or the treasury shares sold or 
transferred, no further confirmation is required to be made in this return.
6.
“Identical” means in this context:
．
the securities are of the same nominal value with the same amount called up or paid up;
．
they are entitled to dividend/interest at the same rate and for the same period, so that at the next ensuing distribution, the dividend/interest payable per unit will amount to 
exactly the same sum (gross and net); and
．
they carry the same rights as to unrestricted transfer, attendance and voting at meetings and rank pari passu in all other respects.