重大事件
即時報告
8-K
2026-08-04
WhiteHorse Finance公布股東週年大會投票結果 兩項議案獲通過
AI 繁中摘要
WhiteHorse Finance, Inc.（納斯達克：WHF）於2026年8月3日舉行股東周年大會，並已向美國證交會提交8-K表格，公布會議投票結果。📋
是次會議中，股東就兩項議案進行表決。第一項議案為選舉三位二類董事，任期至2029年股東周年大會為止。三位候選人Stuart Aronson、Jay Carvell及Rick P. Frier均成功當選，惟投票結果顯示三人的反對票數不少，其中Rick P. Frier的反對票達1,113,698股，而獲得的贊成票為5,083,547股。值得留意的是，所有候選人的「經紀非投票」（Broker Non-Vote）均達6,519,007股，佔相當大的比例。🗳️
第二項議案為批准續聘Deloitte & Touche LLP為公司截至2026年12月31日止財政年度的獨立註冊會計師事務所。該議案獲12,319,626票贊成、323,144票反對及162,939票棄權，順利通過。📊
截至股權登記日（2026年6月8日），公司已發行且具有投票權的普通股為21,476,471股。
是次8-K申報純屬企業管治常規事項，並未涉及重大財務數據或業務策略變動。對投資者而言，兩項議案均獲通過屬預期之內，預料對公司日常營運及股價不會構成重大影響。公司亦在文件中提醒，當中所含前瞻性陳述存在風險及不確定性，實際結果可能與預期出現重大差異，投資者應審慎解讀。⚖️
展開英文正文
WhiteHorse Finance, Inc._August 3, 2026 0001552198false0001552198whf:SevenPointEightSevenFivePercentNotesDueTwentyTwentyEightMember2026-08-032026-08-030001552198us-gaap:CommonStockMember2026-08-032026-08-0300015521982026-08-032026-08-03 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 3, 2026 WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) Delaware 814-00967 45-4247759 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification Number) 1450 Brickell Avenue, 31st Floor Miami, Florida 33131 (Address of principal executive offices) (Zip Code) (305) 381-6999 (Registrant’s telephone number, including area code) Not Applicable (Former Name or Former Address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of Each Class Trading Symbol(s) Name of Each Exchange on Which Registered Common Stock, par value $0.001 per share WHF The Nasdaq Stock Market LLC (Nasdaq Global Select Market) 7.875% Notes due 2028 WHFCL The Nasdaq Stock Market LLC (Nasdaq Global Select Market) Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐ Item 5.07. Submission of Matters to a Vote of Security Holders. On August 3, 2026, WhiteHorse Finance, Inc. (the “Company”) held its annual meeting of stockholders (the “Annual Meeting”). At the Annual Meeting, the Company’s stockholders approved two proposals. The issued and outstanding shares of stock of the Company entitled to vote at the Annual Meeting consisted of 21,476,471 shares of common stock outstanding on the record date, June 8, 2026. The final voting results from the Annual Meeting were as follows: Proposal 1. To elect three (3) Class II directors of the Company who will each serve until the 2029 annual meeting of stockholders or until his successor is duly elected and qualifies. Name Votes For Votes Against Abstentions Broker Non-Vote Stuart Aronson 5,836,751 359,368 90,583 6,519,007 Jay Carvell 5,330,698 864,413 91,591 6,519,007 Rick P. Frier 5,083,547 1,113,698 89,457 6,519,007 Proposal 2. To ratify the selection of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2026. 2,339,932 Votes For Votes Against Abstentions 12,319,626 323,144 162,939 Forward-Looking Statements This Current Report on Form 8-K may contain “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995. Statements other than statements of historical facts included in this Current Report on Form 8-K may constitute forward-looking statements and are not guarantees of future performance or results and involve a number of risks and uncertainties. Actual results may differ materially from those in the forward-looking statements as a result of a number of factors, including those described from time to time in filings with the Securities and Exchange Commission. The Company undertakes no duty to update any forward-looking statement made herein. All forward-looking statements speak only as of the date of this Current Report on Form 8-K. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Dated: August 4, 2026 WHITEHORSE FINANCE, INC. By: /s/ Joyson C. Thomas Joyson C. Thomas Chief Financial Officer