重大事件
即時報告
8-K
2026-07-31
Edible Garden與投資者簽交換協議 發行逾67萬股普通股
AI 繁中摘要
📄 **8-K 申報摘要（Edible Garden AG Incorporated）**
**申報類型：** 8-K（即時申報）
**申報日期：** 2026年7月27日（最早事件日期），報告簽署日期為2026年7月31日
**公司：** Edible Garden AG Incorporated（納斯達克代號：EDBL）
**事件重點：**
公司於2026年7月27日及7月29日，分別與投資者 Streeterville Capital, LLC 簽訂了兩份交換協議。根據協議，公司同意將合共 **2,074 股** B系列優先股（每股面值0.0001美元，總聲明價值 **2,074,000 美元**，即每股1,000美元）交換為 **674,923 股** 公司普通股（每股面值0.0001美元）。其中7月27日交換1,919股優先股，7月29日交換155股優先股。
**關鍵數字：**
- 🔄 交換優先股總數：2,074股
- 💰 優先股總聲明價值：2,074,000美元
- 📈 發行普通股總數：674,923股
- ⚖️ 換股價格：按交換協議日前一日在納斯達克資本市場的「納斯達克最低價格」計算，因此未有披露固定換股價。
**監管及合規：**
是次普通股發行並未根據《1933年證券法》註冊，而是依賴該法例 **第3(a)(9)條** 的豁免條款進行，屬於證券與證券之間的交換，並非現金集資。
**對投資者的潛在影響：**
- 是次交易將增加約67.5萬股普通股，對現有股東構成即時**股權攤薄**。
- 公司以優先股換取普通股，反映其可能希望簡化資本結構或減輕優先股相關負擔。
- 由於換股價與市價掛鈎，若公司股價偏低，所發行普通股數量會相應增加，進一步加劇攤薄壓力。
- 投資者應留意公司未來資金籌措方式及股價波動情況。
**管理層展望：**
申報文件中並無提供管理層對未來業務或財務表現的展望陳述，僅交代交易細節。整體而言，今次8-K屬資本結構調整性質，對公司營運無直接影響，但對股東權益攤薄有潛在影響。📉
展開英文正文
edbl_8k.htm0001809750false00018097502026-07-272026-07-270001809750edbl:CommonStockSharesMember2026-07-272026-07-270001809750edbl:WarrantsToPurchaseCommonStockMember2026-07-272026-07-27iso4217:USDxbrli:sharesiso4217:USDxbrli:shares UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ___________________________ FORM 8-K ___________________________ CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2026 ___________________________ EDIBLE GARDEN AG INCORPORATED (Exact name of registrant as specified in its charter) ___________________________ Delaware 001-41371 85-0558704 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 283 County Road 519, Belvidere, New Jersey 07823 (Address of principal executive offices) (Zip Code) Registrant’s telephone number, including area code: (908) 750-3953 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Common Stock, par value $0.0001 per share EDBL The Nasdaq Stock Market LLC Warrants to purchase Common Stock EDBLW The Nasdaq Stock Market LLC Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☒ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐ Item 3.02. Unregistered Sales of Equity Securities. On July 27, 2026 and July 29, 2026, Edible Garden AG Incorporated (the “Company”) entered into exchange agreements (the “Exchange Agreements”) with Streeterville Capital, LLC, a Utah limited liability company (“Streeterville”) pursuant to which the Company agreed to exchange 1,919 and 155 shares, respectively, of the Company’s Series B Preferred Stock, par value $0.0001 per share (the “Preferred Stock”), for a total of 674,923 shares of the Company’s common stock, par value $0.0001 per share (“Exchange Shares”). The Preferred Stock had an aggregate stated value of $2,074,000 (the “Stated Value”), or $1,000 per share. The number of Exchange Shares issued under the Exchange Agreements was determined by dividing the Stated Value by the Nasdaq Minimum Price of the Company’s common stock as reported on the Nasdaq Capital Market on the day immediately preceding the date of the Exchange Agreements. The issuance of the Exchange Shares pursuant to the Exchange Agreements was not registered under the Securities Act of 1933, as amended (the “Securities Act”), and was conducted pursuant to the exemption provided in Section 3(a)(9) under the Securities Act. 2 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. EDIBLE GARDEN AG INCORPORATED Date: July 31, 2026 /s/ James E. Kras Name: James E. Kras Title: President and Chief Executive Officer 3