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重大事件 外國發行人報告 6-K 2026-07-28

Radiopharm Theranostics完成410萬美元美國註冊直接發行,同步推進澳洲募資及股份購買計劃

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申報類型:6-K(外國私人發行人報告) Radiopharm Theranostics(ASX: RAD, Nasdaq: RADX)公佈完成一項總額約410萬美元的美國註冊直接發行(Registered Direct Offering)。公司按每股ADS 3.16美元,向合資格美國機構投資者發行1,281,646份美國存託憑證(ADS,每份代表300股普通股),集資總額約410萬美元,扣除配售代理費用及其他開支後淨額將用於研發及營運。 同步進行私募配售:公司向同一批投資者發行未登記認股權證(Warrants),可認購最多1,281,646份ADS,行使價每股3.79美元,須待股東批准後方可行使,權證有效期至2029年7月31日。 此外,公司已從澳洲機構及專業投資者獲得約670萬澳元(約470萬美元)的配售承諾,其中約60萬澳元(40萬美元)的發行尚待股東批准。公司亦將向澳洲及新西蘭股東推出股份購買計劃(Share Purchase Plan),集資最多600萬澳元(約420萬美元)。上述澳洲配售及股份購買計劃的認購者預計將獲發行期權,行使價每股0.018澳元,2029年7月31日到期,同樣須待股東批准。 所有相關股東批准將在預計於2026年9月11日舉行的特別股東大會上尋求。 資金用途:主要用於準備及啟動RAD101註冊性第三期研究、完成RAD204劑量遞增試驗,同時推進RAD202、RAD402及RV01治療項目,並支持策略性合作夥伴計劃及一般企業用途。 對投資者影響:本次融資連同澳洲募資若全部完成,將顯著增強公司現金狀況,支持其放射性藥物管線的臨床開發進度。惟須注意部分發行尚待股東批准,且權證及部分股份未在美國登記,存在流通性限制。公司股價或受稀釋效應影響,但若研發進展順利,長線價值可期。
展開英文正文
EX-99.1
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ea029945501ex99-1.htm
RADIOPHARM THERANOSTICS ANNOUNCES CLOSING OF US$4.1 MILLION REGISTERED DIRECT OFFERING

 

Exhibit 99.1

 

 

Radiopharm Theranostics announces Closing of
US$4.1 Million Registered Direct Offering

 

New York, USA and Sydney, Australia, July 28, 2026 — Radiopharm
Theranostics Limited (ASX: RAD, Nasdaq: RADX, “Radiopharm” or the “Company”), a clinical-stage biopharmaceutical
company focused on developing innovative oncology radiopharmaceuticals for areas of high unmet medical need, today
announced the closing of its previously announced registered direct offering pursuant to a Securities Purchase Agreement (“SPA”)
with certain U.S. accredited institutional investors to issue, in a registered direct offering, 1,281,646 American Depositary Shares
(“ADSs”), representing 384,493,800 ordinary shares (with each ADS representing 300 ordinary
shares) of the Company, at an offering price of US$3.16 per ADS, to raise aggregate gross
proceeds of approximately US$4.1 million, before deducting the placement agent fees and other offering expenses payable by the Company.

 

In a concurrent private placement
and pursuant to the terms of the SPA, the Company has agreed to issue to the investors unregistered warrants to purchase up to 1,281,646
ADSs. The warrants will be exercisable on or after the effective date of shareholder approval of
the issuance of the ordinary shares represented by ADSs issuable upon exercise of the warrants, will have an exercise price of US$3.79
per ADS and will expire on July 31, 2029. 

 

H.C. Wainwright & Co. acted as the exclusive
U.S. placement agent for the offering.

 

The ADSs offered in the registered direct
offering (but not the warrants issued in the private placement or the ADSs underlying such warrants) were offered by the Company pursuant
to a “shelf” registration statement on Form F-3 (File No. 333-292178) that was filed with the Securities and Exchange Commission
(“SEC”) on December 16, 2025, and became effective on December 23, 2025. The registered direct offering of the ADSs representing
ordinary shares was made only by means of a prospectus, including a prospectus supplement, forming a part of the effective registration
statement. A final prospectus supplement and the accompanying prospectus relating to and describing the terms of the registered direct
offering has been filed with the SEC. Electronic copies of the final prospectus supplement and the accompanying prospectus relating to
the registered direct offering may be obtained at the SEC’s website at www.sec.gov or by contacting H.C. Wainwright & Co., LLC
at 430 Park Avenue, 3rd Floor, New York, NY 10022, by telephone at (212) 856-5711 or by email at [email protected].

 

The warrants described above are being issued in a concurrent private
placement under Section 4(a)(2) of the U.S. Securities Act of 1933, as amended (the “Securities Act”), and Regulation D promulgated
thereunder and, along with the ADSs representing ordinary shares underlying the warrants, have not been registered under the Securities
Act, or applicable U.S. state securities laws. Accordingly, the warrants and underlying ADSs representing ordinary shares may not be offered
or sold in the United States except pursuant to an effective registration statement or an applicable exemption from the registration requirements
of the Securities Act and such applicable state securities laws.

 

In addition to the registered
direct offering of ADSs and private placement of warrants in the United States, the Company has received firm commitments for approximately
A$6.7 million (US$4.7 million), before deducting the placement agent fees and other offering expenses
payable by the Company, from Australian institutional and professional investors in a private placement (“Australian Placement”).
Due to limitations on the Company’s capacity to issue new securities under the listing rules of the Australian Securities Exchange,
the issuance under the Australian Placement of 40.0 million ordinary shares, representing gross proceeds of A$0.6 million (US$0.4 million),
will be subject to shareholder approval.

 

The Company will also make a Share Purchase Plan available to shareholders
with registered addresses in Australia and New Zealand to raise up to an additional A$6 million (US$4.2 million), before
deducting the placement agent fees and other offering expenses payable by the Company. The Share Purchase Plan is subject to shareholder
approval.

 

Radiopharm Theranostics
Limited
Suite 1, Level 3, 62 Lygon Street, Carlton South VIC 3053 Australia
ABN: 57 647 877 889

 

  

  

 

 

 

Under the Australian Placement and the Share Purchase Plan, subscribers
and eligible shareholders are anticipated to receive one option for every one new ordinary share subscribed for. The options will have
an exercise price of A$0.018 per option, expiring on July 31, 2029, and will be subject to shareholder approval. The Company will apply
to ASX for official quotation of the options. If quotation is not approved, the options will be issued without quotation (as unlisted
options).

 

The Company expects to seek all approvals from shareholders at an extraordinary
general meeting to be held on or about Friday, September 11, 2026.

 

The Company intends to use the funds raised from the offers of securities
described above for the preparation and readiness to commence the RAD101 registrational Phase 3 study, the completion of RAD 204 dose
escalation, while progressing RAD 202, RAD 402 & RV01 therapeutic programs and supporting ongoing strategic partnering initiatives
as well as general corporate purposes.

 

This
press release does not constitute an offer to sell, or the solicitation of an offer to buy, the securities described herein, nor will
there be any sale of these securities in any state or other jurisdiction in which such offer, solicitation or sale is not permitted. Any
securities to be issued under the Australian Placement and Share Purchase Plan have not been, and will not be, registered under the Securities
Act and may not be offered or sold in the United States except in transactions exempt from, or not subject to, the registration requirements
of the Securities Act and applicable U.S. state securities laws. Shareholders in the United States may not participate in the Share Purchase
Plan.

 

All references to “A$” are to Australian dollars and all
references to “US$” are to U.S. dollars.

 

For more information:

 

Riccardo Canevari
CEO & Managing Director
P: +1 862 309 0293
E: [email protected]

 

Anne Marie Fields

Precision AQ (Formerly Stern IR)

E: [email protected]

 

Media
Matt Wright
NWR Communications
P: +61 451 896 420
E: [email protected]

 

Radiopharm Theranostics
Limited
Suite 1, Level 3, 62 Lygon Street, Carlton South VIC 3053 Australia
ABN: 57 647 877 889

 

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About Radiopharm Theranostics

 

Radiopharm Theranostics is a clinical-stage radiotherapeutics company
developing a world-class platform of innovative radiopharmaceutical products for diagnostic and therapeutic applications in areas of high
unmet medical need. Radiopharm is listed on the ASX (RAD) and Nasdaq (RADX). The company has a pipeline of distinct and highly differentiated
platform technologies spanning peptides, small molecules and monoclonal antibodies for use in cancer. The clinical program includes one
Phase 2 and five Phase 1 trials in a variety of solid tumor cancers, including lung, breast, and brain metastases. Learn more at radiopharmtheranostics.com

 

Safe Harbor Statement:

 

This press release contains “forward-looking
statements” within the meaning of Section 27A of the U.S. Securities Act of 1933 and Section 21E of the U.S. Securities Exchange
Act of 1934, including, without limitation, statements by the Company relating to the Australian Placement and the Share Purchase Plan,
the receipt of shareholder approval and the intended use of proceeds from the offering. Any forward-looking statements that may be in
this press release are subject to risks and uncertainties relating to market and other conditions, the difficulties in Radiopharm’s
plans to develop and commercialize its product candidates, the timing of the initiation and completion of preclinical and clinical trials,
the timing of patient enrollment and dosing in clinical trials, the timing of expected regulatory filings, the intellectual property position
and the ability to procure additional sources of financing. Accordingly, you should not rely on those forward-looking statements as a
prediction of actual future results.

 

Radiopharm Theranostics
Limited
Suite 1, Level 3, 62 Lygon Street, Carlton South VIC 3053 Australia
ABN: 57 647 877 889

 

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