重大事件即時報告 8-K 2026-06-15

報告日期：2026年6月15日

AI 繁中摘要

📄 **申報類型**：8-K（當前報告）  
📅 **報告日期**：2026年6月15日  
🏢 **公司**：NewtekOne, Inc.（代碼：NEWT）  

**事件摘要**：公司於2026年6月12日舉行年度股東大會，會上表決三項提案，全部獲通過。  

**提案一：選舉兩名董事**  
- Richard Salute：贊成14,023,627票，反對3,048,829票 ✅  
- Craig “CJ” Brunet：贊成16,547,173票，反對525,283票 ✅  
兩人將任職至2029年年度股東大會。  

**提案二：批准核數師**  
- 議案：委任RSM US LLP為2026財政年度獨立註冊會計師事務所  
- 贊成21,574,480票，反對1,584,995票，棄權78,990票 ✅  

**提案三：諮詢性表決高層薪酬**  
- 贊成15,032,457票，反對1,824,592票，棄權215,407票 ✅  
（股東以諮詢方式批准公司指定高管的薪酬安排）  

**出席情況**：共有23,238,465股普通股（約佔流通股數？文件未具體說明比例）在會中表決或由代表行使。  

**投資者影響**：  
- 所有提案均獲股東支持，顯示市場對現有管理層及審計安排具信心。  
- 兩名董事成功連任，有利公司戰略延續性；核數師獲續聘可減少審計變動風險。  
- 諮詢薪酬投票雖無約束力，但高贊成票反映股東對薪酬架構的認可，降低未來潛在股東行動風險。  

🔍 **注意**：此8-K僅屬程序性投票結果公告，未披露業績或重大交易。投資者應參考後續季度報告（10-Q）及年度報告（10-K）以評估公司財務表現。  

📊 整體來看，股東大會結果平穩，無重大意外，短期內對股價影響有限。

展開英文正文

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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
June 15, 2026
Date of Report (date of Earliest Event Reported)
NEWTEKONE, INC.
(Exact Name of Company as Specified in its Charter)

Maryland814-01035
46-3755188
(State or Other Jurisdiction of Incorporation or Organization)(Commission File No.)(I.R.S. Employer Identification No.)

4800 T Rex Avenue, Suite 120, Boca Raton, Florida 33431
(Address of principal executive offices and zip code)

 (212) 356-9500
 (Company’s telephone number, including area code)

 (Former name or former address, if changed from last report)

Securities registered pursuant to Section 12(b) of the Act:
Title of each classTrading Symbol(s)Name of each exchange on which registered
Common Stock, par value $0.02 per shareNEWTNasdaq Global Market LLC
8.00% Notes due 2028NEWTINasdaq Global Market LLC
8.50% Notes due 2029NEWTGNasdaq Global Market LLC
8.625% Notes due 2029NEWTHNasdaq Global Market LLC
8.50% Notes due 2031NEWTONasdaq Global Market LLC

Depositary Shares, each representing a 1/40th interest in a share of 8.500% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series BNEWTPNasdaq Global Market LLC

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): 
¨    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) 
¨    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) 
¨    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) 
¨    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). 

Emerging growth company     o

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o

Item 5.07.     Submission of Matters to a Vote of Security Holders.
NewtekOne, Inc. (the “Company”) held its Annual Meeting of Shareholders on June 12, 2026 (the “Annual Meeting”). The proposals considered at the Annual Meeting are described in detail in the Company’s definitive proxy statement for the Annual Meeting as filed with the Securities and Exchange Commission on April 24, 2026 (the “Annual Meeting Proxy”). 

At the Annual Meeting, the Company’s shareholders approved Proposals I and II, as described in the Annual Meeting Proxy, and provided an advisory vote with respect to Proposal III.

A total of 23,238,465 shares of the Company’s common stock were present or represented by proxy at the Annual Meeting. 

The tabulation of votes was:

Proposal I: To elect two directors of the Company to serve on the Board of Directors until the Company’s annual meeting of shareholders in 2029 and until their successors are duly elected and qualified:     

DirectorVotes ForVotes Withheld
Richard Salute14,023,6273,048,829
Craig “CJ” Brunet16,547,173525,283

Proposal II: To ratify the selection of RSM US LLP as the Company’s independent registered accounting firm (independent auditors) for the fiscal year ended December 31, 2026: 

Votes ForVotes AgainstAbstentions
21,574,4801,584,99578,990

Proposal III: To approve, on an advisory basis, the compensation of the Company’s named executive officers:

Votes ForVotes AgainstAbstentions
15,032,4571,824,592215,407

SIGNATURES

In accordance with the requirements of the Securities Exchange Act of 1934, the registrant has caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

NEWTEKONE, INC.

Date: June 15, 2026By:/S/    BARRY SLOANE        

Barry Sloane
Chief Executive Officer, President and Chairman of the Board