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重大事件 即時報告 8-K 2026-07-23

KALA BIO 提交8-K 配合證券發售 附法律意見書

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申報類型:8-K(最新報告) 事件日期:2026年7月22日 KALA BIO, Inc. 於當日向美國證交會提交了一份招股說明書補充文件(Prospectus Supplement),該文件根據其早前已生效的S-3表格註冊聲明(檔案編號333-295667)及Rule 424(b)規則作出申報,目的是配合公司擬進行的證券發售。 為配合是次發行,公司同時提供了Haynes and Boone, LLP律師事務所出具的法律意見書(作為附件5.1),確認所發行證券的合法性。該意見書已連同相關同意書一併存檔。 是次8-K申報本身不涉及任何財務業績公佈或重大營運變動,但反映公司正積極推進資本市場集資活動。投資者應留意公司後續公佈的發行細節(如規模、定價及資金用途),相關招股書補充文件將提供更詳盡資訊。
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UNITED
STATES

SECURITIES
AND EXCHANGE COMMISSION

WASHINGTON,
D.C. 20549

 

 

 

FORM
8-K

 

 

 

CURRENT
REPORT

Pursuant
to Section 13 or 15(d)

of the Securities Exchange Act of 1934

 

Date
of Report (Date of earliest event reported): July 22, 2026

 

 

 

KALA BIO, Inc.

(Exact Name of Registrant as Specified in its Charter)

 

 

 

 
 Delaware
  
 001-38150
  
 27-0604595

 
 (State or Other Jurisdiction

 of Incorporation)
  
 (Commission

File Number)
  
 (IRS
 Employer

Identification No.)

 
 

1167 Massachusetts Avenue

 Arlington,
 MA
 02476

(Address of Principal Executive Offices) (Zip Code)

 

 

Registrant’s
telephone number, including area code: (781)
996-5252

 

Not
applicable

(Former Name or Former Address, if Changed Since Last Report)

 

Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions (see General Instruction A.2. below):

 

 
 ☐
 Written communications
 pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 
  
  

 
 ☐
 Soliciting material
 pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 
  
  

 
 ☐
 Pre-commencement
 communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 
  
  

 
 ☐
 Pre-commencement
 communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 
 

Securities
registered pursuant to Section 12(b) of the Act:

 

 
 Title
 of each class
  
 Trading
 symbol(s)
  
 Name
 of each exchange on which registered

 
 Common
 Stock, $0.001 par value per share
  
 KALA
  
 The Nasdaq
 Capital Market

 
 

Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging
growth company ☐

 

If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

 

  

 

 

Item
 8.01.Other
Events.

 

On July 22, 2026, the Company filed a prospectus
supplement pursuant to Rule 424(b) under the Securities Act of 1933, as amended, relating to the offering of securities pursuant to the
Company’s effective Registration Statement on Form S-3 (File No. 333-295667). The Company is filing this report to provide the legal
opinion as to the validity of the securities being offered pursuant to the prospectus supplement. Such opinion is attached hereto as Exhibit
5.1.

 

Item
 9.01.Financial
Statements and Exhibits.

 

(d)Exhibits.

 

 
 Exhibit No.
  
 Description

 
 5.1
  
 Opinion of Haynes and Boone, LLP

 
 23.1
  
 Consent of Haynes and Boone, LLP (contained in Exhibit 5.1)

 
 104
  
 Cover Page Interactive Data File (embedded within the Inline XBRL document)

 
 

 1

  

 

 

SIGNATURES

 

Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.

 

 
  
 KALA
 BIO, INC.

 
  
  
  

 
 Date:
 July 22, 2026
 By:
 /s/
 Avi Minkowitz

 
  
  
 Avi
 Minkowitz

 
  
  
 Chief Executive
 Officer

 
 

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