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重大事件 即時報告 8-K 2026-07-21

迈阿密国际控股與Nasdaq長達九年專利訴訟正式和解 法院撤銷所有索償

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AI 繁中摘要

📄 **申報類型:8-K** **公司:Miami International Holdings, Inc.(MIAX)** **日期:2026 年 7 月 20 日** MIAX 宣佈,與 Nasdaq, Inc. 及其子公司之間的長期專利訴訟已正式結束。美國新澤西州地區法院於當日簽發「附有偏見的撤銷令」(Order of Dismissal With Prejudice),駁回雙方所有索償及反訴。訴訟中的所有爭議均已全面解決。 ✅ **事件重點** - 法院下令撤銷訴訟,雙方不得再就案中主張的事項提出任何索償。 - MIAX 無須取得 Nasdaq 任何授權或同意,可自由經營、修改現有交易所及交易平台,亦可設立新交易所、授權或銷售相關技術,無需擔心被指侵犯 Nasdaq 在案中主張的任何專利權。 📜 **訴訟回顧** - 2017 年 9 月 1 日:Nasdaq 向法院起訴 MIAX。 - 2018 年 12 月:案件暫時中止,等待美國專利商標局專利審判及上訴委員會(PTAB)的裁決。 - 2019 年:PTAB 裁定 Nasdaq 針對 MIAX 的六項專利無效。 - 2021 年 8 月 31 日:MIAX 提出反訴,並於 2022 年 6 月恢復訴訟程序。 - 最終雙方達成和解,所有索償及反訴均撤銷。 📊 **對投資者的潛在影響** - 消除一項長達近九年的重大法律不確定性,降低訴訟風險。 - MIAX 可無障礙拓展業務,尤其在新交易所及技術授權方面,掃除關鍵障礙。 - 管理層未在本次 8-K 中提供具體財務展望,但此結果被視為正面利好,有助提升市場對公司營運自主權的信心。
展開英文正文
miax-20260720false000143847200014384722026-07-202026-07-20

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
________________________________________

FORM 8-K
________________________________________
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): July 20, 2026
________________________________________
Miami International Holdings, Inc.
(Exact name of Registrant as Specified in Its Charter)
________________________________________

Delaware001-4280526-1482385
(State or other jurisdiction
of incorporation)
(Commission File Number)(IRS Employer
Identification Number)

7 Roszel Road, Suite 1A
Princeton, New Jersey 08540

(Address of Principal Executive Offices)

Registrant’s Telephone Number, Including Area Code: (609) 897-7300

N/A
(Former Name or Former Address, if Changed Since Last Report)
________________________________________
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: 
 

 ☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) 
 ☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) 
 ☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) 
 ☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) 

Securities registered pursuant to Section 12(b) of the Act:

Title of each classTrading
Symbol(s)
Name of each exchange on which registered
Common stock, $0.001 par value per shareMIAXNew York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company  ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

Item 8.01 Other Events. 
On July 20, 2026, the U.S. District Court for the District of New Jersey (the “Court”) entered an Order of Dismissal With Prejudice (the “Order”) that dismisses all claims for relief and counterclaims asserted in the previously disclosed litigation between Miami International Holdings, Inc. and certain of its subsidiaries (the “Company”) and Nasdaq, Inc. and certain of its subsidiaries (“Nasdaq”, such matter, the “Litigation”). The parties have now resolved all claims and counterclaims against each other that have been or could have been asserted in the Litigation. The Company remains free to operate its business without any license or consent being required from Nasdaq with respect to all matters asserted by Nasdaq in the Litigation, and the Company may freely operate or modify existing exchanges and trading platforms, create and operate new exchanges and trading platforms, and license, commercialize, improve, utilize, implement, and sell any technology, without ever being subject to a claim that such activity infringes any rights of Nasdaq that were asserted in the Litigation. 

This matter was first brought on September 1, 2017 when Nasdaq filed an action against the Company in the Court. In December of 2018, the Litigation was temporarily stayed pending the resolution of proceedings before the Patent Trial and Appeal Board (“PTAB”) at the United States Patent and Trademark Office. In 2019, the PTAB invalidated six patents that were asserted by Nasdaq against the Company in the Litigation. On August 31, 2021, the Company filed in the Court its Answer and Counterclaims against Nasdaq and the stay in the Court was lifted in June 2022. For further details on the history of the Litigation see the Company's Annual Report on Form 10-K for the year ended December 31, 2025 and other filings with the Securities and Exchange Commission. 
 

SIGNATURES 
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. 

Date: July 21, 2026
Miami International Holdings, Inc.

By: /s/ Thomas P. Gallagher
Thomas P. Gallagher
Chairman and Chief Executive Officer