重大事件
即時報告
8-K
2026-07-21
Nauticus Robotics 發行150萬美元高級擔保可轉換債券 轉換價每股7.6美元
AI 繁中摘要
📄 **申報類型**：8-K（即時報告）
**申報公司**：Nauticus Robotics, Inc.（納斯達克代碼：KITT / KITTW）
**事件日期**：2026年7月20日
**重點摘要**：
Nauticus Robotics 於 2026 年 7 月 20 日與一名機構投資者簽訂協議，發行本金總額 **1,500,000 美元** 的「原始發行折扣高級擔保可轉換債券」（Additional Note），該票據到期日為 **2026 年 9 月 9 日**。轉換價格定為 **每股 7.60 美元**，可轉換為 **197,369 股** 公司普通股。此舉是根據公司在 2024 年 11 月 4 日與投資者簽署的證券購買協議（Securities Purchase Agreement）進行的額外發行，條款與 2024 年 11 月 5 日提交的 8-K 中所披露的票據一致。
**財務與股權影響** ⚠️
- 此票據為高級擔保，設有原始發行折扣（OID），實際到賬金額低於 150 萬美元，具體條款需參閱票據全文。
- 轉換價格 7.60 美元，若全數轉換，將向現有股東帶來約 **197,369 股** 的稀釋壓力。
- 票據未經 SEC 註冊，乃根據《證券法》第 4(a)(2) 條及 Regulation D 第 506 條豁免發行，屬非公開發售。
**管理層展望** 🤔
報告中未有管理層對未來營運或業績的展望陳述。該融資主要為滿足短期資金需求，公司仍須關注其現金流及債務到期壓力。
**對投資者的潛在意義** 🔍
- **短期利好**：獲得 150 萬美元融資，有助於營運資金週轉。
- **中長期風險**：可轉換債券轉股後將稀釋股權，且票據到期日僅約兩個月，若股價低於轉換價，可能無法順利轉股，公司需以現金償還，構成財務壓力。
- **股價波動**：融資消息公佈後，市場可能對稀釋及債務水平作出反應，投資者應留意股價及成交量變化。
總結：Nauticus Robotics 透過發行短期高息可轉換債券籌集資金，結構性條款或對現有股東權益構成壓力，需密切關注後續轉股情況及公司現金流表現。
展開英文正文
kitt-20260720FALSE000184982000018498202026-07-202026-07-200001849820us-gaap:CommonStockMember2026-07-202026-07-200001849820us-gaap:WarrantMember2026-07-202026-07-20
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): July 20, 2026
NAUTICUS ROBOTICS, INC.
(Exact name of registrant as specified in its charter)
Delaware001-4061187-1699753
(State or other jurisdiction
of incorporation)(Commission File Number)(IRS Employer
Identification No.)
17146 Feathercraft Lane, Suite 450, Webster, TX 77598
(Address of principal executive offices, including zip code)
Registrant’s telephone number, including area code: (281) 942-9069
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each classTrading Symbol(s)Name of each exchange on which registered
Common StockKITTThe Nasdaq Stock Market LLC
WarrantsKITTWThe Nasdaq Stock Market LLC
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company x
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant.
On July 20, 2026, the Company issued an Original Issue Discount Senior Secured Convertible Debenture Due 2026, in the aggregate principal amount of $1,500,000.00 (the “Additional Note”), to an institutional investor ("Investor"), which is convertible into 197,369 shares of common stock of the Company calculated at a conversion price of $7.60. The Additional Note was issued pursuant to the securities purchase agreement dated as of November 4, 2024 (the “Securities Purchase Agreement”) with certain investors including Investor, as previously described in the Company's Current Report on Form 8-K filed with the Securities Exchange Commission on November 5, 2024 (the “November 5 Form 8-K”). The Additional Note has the same terms as the Notes under the Securities Purchase Agreement as described in the November 5 Form 8-K and will mature on September 9, 2026 or such earlier date as is required or permitted to be repaid under such Additional Note.
The foregoing description of the transaction described in this Item 2.03 does not purport to be completed and is qualified in its entirety by reference to the complete text of the Additional Note, a copy of which was attached to the November 5 Form 8-K as Exhibit 10.3.
Item 3.02 Unregistered Sales of Equity Securities.
The information set forth under Item 2.03 of this Current Report is incorporated herein by reference. The issuance of the Additional Note was not registered under the Securities Act in reliance on the exemption provided by Section 4(a)(2) of the Securities Act and Rule 506 of Regulation D promulgated thereunder, or under any state securities laws.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: July 21, 2026Nauticus Robotics, Inc.
By:/s/ Michael A. Ferrier
Name: Michael A. Ferrier
Title:General Counsel