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重大事件 即時報告 8-K 2026-07-20

Collective Acquisition Corp. 簽訂50萬美元融資協議並任命新財務總監

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Collective Acquisition Corp.(股票代號:CCAQU)於2026年7月17日向美國證交會提交8-K表格,披露兩項重大事項: 1️⃣ 簽訂融資協議:公司向新贊助商Collective Acquisition Sponsor LLC發行無擔保本票,本金額最高50萬美元(約390萬港元)。該本票不計利息,資金可用於支付初始業務合併相關開支。本金將在業務合併完成或公司清盤生效日(以較早者為準)償還;若業務合併未能完成,僅能從信託賬戶外的剩餘資金中償還。新贊助商有權在到期日前,按每份1美元的轉換價,將全部或部分未償本金轉換為公司的私募窩輪。本票設有慣常違約條款,部分違約事件將自動導致全數本金即時到期。 2️⃣ 管理層變動:Maximilian Staedtler獲董事會任命為新任首席財務官,即日生效;原CFO Elliot Richmond辭任該職,但留任董事會主席兼首席執行官,其現有薪酬安排不變。Staedtler現年34歲,曾任CCM Capital Markets合夥人、Goldman Sachs科技媒體電訊投資銀行部副總裁,具豐富投資銀行、資本市場及企業發展經驗。他與公司其他董事或高管無親屬關係,亦無須披露的關聯交易。 對投資者的潛在影響:本次發行本票為公司業務合併提供短期營運資金,但還款依賴信託賬戶外資產,存在一定風險。管理層變動引入具投行背景的CFO,或有利於推進併購進程,惟Richmond繼續主導公司整體策略,變動影響相對有限。投資者宜關注公司後續業務合併進展及資金運用情況。
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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported):
July 17, 2026

 

COLLECTIVE ACQUISITION CORP.

(Exact name of registrant as specified in its charter)

 

 
 Cayman Islands
  
 001-42607
  
 N/A

 
 (State or other jurisdiction 

of incorporation)
  
 (Commission File Number)
  
 (IRS Employer 

Identification No.)

 
 

12955 Biscayne Boulevard
Suite 200 PMB 616

Miami, FL
33181

(Address of principal executive offices, including
zip code)

 

Registrant’s telephone
number, including area code: (561) 489-2062

 

DUNE ACQUISITION CORPORATION II

(Former name or former address, if changed since
last report)

 

Check the appropriate box below if the Form 8-K
filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

 
 ☐
 Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 
 

 
 ☐
 Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 
 

 
 ☐
 Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 
 

 
 ☐
 Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 
 

Securities registered pursuant to Section 12(b)
of the Act:

 

 
 Title of each class
  
 Trading Symbol(s)
  
 Name of each exchange on which registered

 
 Units, each consisting of one Class A ordinary share and three-quarters of one redeemable warrant
  
 CCAQU
  
 The Nasdaq Stock Market LLC

 
 Class A ordinary shares, par value $0.0001 per share
  
 CCAQ
  
 The Nasdaq Stock Market LLC

 
 Warrants, each whole warrant exercisable for one Class A ordinary share, each at an exercise price of $11.50 per share
  
 CCAQW 
  
 The Nasdaq Stock Market LLC

 
 

Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the
Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company ☒

 

If an emerging growth company, indicate by check
mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

  

  

 

 

Item 1.01. Entry into a Material Definitive Agreement.

 

On July 17, 2026, Collective Acquisition Corp.,
a Cayman Islands exempted company (the “Company”), issued an unsecured promissory note (the “Note”)
in the principal amount of up to $500,000 to Collective Acquisition Sponsor LLC (the “New Sponsor”). The Note may be
drawn down from time to time for costs and expenses reasonably related to the Company’s initial business combination (the “Business
Combination”). The Note does not bear interest and the principal balance will be payable on the earlier of: (i) the date on
which the Company consummates its Business Combination and (ii) the date that the winding up of the Company is effective (such earlier
date, the “Maturity Date”). In the event that the Company does not consummate a Business Combination, the Note will
be repaid only from amounts remaining outside of the trust account established in connection with the Company’s initial public offering
(the “Trust Account”), if any. At any time prior to the Maturity Date, the New Sponsor has the right (but not the obligation)
to convert all or any portion of the outstanding principal amount of the Note into private placement warrants of the Company, at a conversion
price of $1.00 per warrant. The Note is subject to customary events of default, the occurrence of certain of which automatically triggers
the unpaid principal balance of the Note and all other sums payable with regard to the Note becoming immediately due and payable.

 

The issuance of the Note was made pursuant to
the exemption from registration contained in Section 4(a)(2) of the Securities Act of 1933, as amended.

 

The foregoing description of the Note does not
purport to be complete and is qualified in its entirety by reference to the full text of the Note, a copy of which is filed as Exhibit
10.1 to this Current Report on Form 8-K (and incorporated herein by reference).

 

Item 2.03. Creation of a Direct Financial
Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant.

 

The information included in Item 1.01 of this
Current Report is incorporated by reference into this Item 2.03 to the extent required herein.

 

Item 5.02. Departure of Directors or Certain
Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

 

Effective July 17, 2026, the Board of Directors
(the “Board”) of the Company approved the following changes to the Company’s management: (i) Maximilian Staedtler
was appointed to serve as Chief Financial Officer of the Company, effective July 17, 2026, and (ii) Elliot Richmond resigned as the Chief
Financial Officer of the Company, effective July 17, 2026. Mr. Richmond will continue to serve as the Chairman of the Board and the Chief
Executive Officer of the Company. Mr. Richmond’s existing arrangements with the Company remain unchanged.

 

Mr. Staedtler, age 34, brings extensive
experience in investment banking, capital markets, investing, and corporate development. Mr. Staedtler is a Partner at CCM Capital
Markets LP, an affiliate of Collective Capital Management. Previously, he served as Director of Corporate and Business Development
at AquaFence from 2025 to 2026. Before that, through his consulting practice, Mr. Staedtler provided strategic advisory and
fractional CFO services to companies in the consumer packaged goods manufacturing and financial technology industries. Earlier, from
2022 to 2025, he was Managing Director at 10X Capital, where he advised companies on strategic and capital markets initiatives.
Earlier in his career, Mr. Staedtler was a Vice President in the Technology, Media and Telecommunications Investment Banking Group
at Goldman Sachs, advising clients on mergers and acquisitions, financings, and other strategic transactions.

 

There are no arrangements or understandings between
Mr. Staedtler and any other person pursuant to which Mr. Staedtler was appointed as Chief Financial Officer. Mr. Staedtler does not have
any family relationships with any of the Company’s directors or executive officers and is not party to any transactions or proposed
transactions required to be disclosed pursuant to Item 404(a) of Regulation S-K.

 

Item 9.01. Financial Statements and Exhibits.

 

(d) Exhibits

 

EXHIBIT INDEX

 

 
 Exhibit No.
  
 Description

 
 10.1
  
 Promissory Note issued by Collective Acquisition Corp. in favor of Collective Acquisition Sponsor LLC, dated July 17, 2026

 
 104
  
 Cover Page Interactive Data File (embedded within Inline XBRL document).

 
 

 1

  

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 
  
 COLLECTIVE ACQUISITION CORP.

 
  
  
  

 
  
 By: 
 /s/ Elliot Richmond

 
  
  
 Name:  
 Elliot Richmond

 
  
  
 Title: 
 Chairman and Chief Executive Officer

 
 

Dated: July 20, 2026

 

 

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