重大事件即時報告 8-K 2026-07-20

TEN Holdings 集資660萬美元後提交合規計劃，應對納斯達克股東權益要求

AI 繁中摘要

📄 **申報類型**：8-K（即時申報）  
🏢 **公司**：TEN Holdings, Inc.（納斯達克代碼：XHLD）  
📅 **報告日期**：2026年7月20日  

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### 事件重點：納斯達克上市合規進展

TEN Holdings 於2026年5月26日首次披露收到納斯達克上市資格部門的通知，指出公司未能符合納斯達克上市規則5550(b)(1)的「股東權益標準」，即須維持最少250萬美元的股東權益。公司須在2026年7月10日前提交合規計劃。

2026年7月1日，公司已向納斯達克提交合規計劃。關鍵轉捩點為2026年6月30日完成的註冊直接發行（Registered Direct Offering），公司以每股面值0.0001美元發行750萬股普通股，扣除開支後淨籌集約660萬美元💰。

受惠於該次集資，公司管理層相信已重新符合股東權益標準。但納斯達克將持續監察公司的合規狀況；若在下一次定期報告（如10-Q或10-K）中未能再次證明符合標準，公司仍可能面臨除牌風險⚠️。

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### 對投資者的潛在影響

- **短期利好**：集資後改善了資產負債表，暫時避免即時除牌危機，股價或可獲得支持。
- **持續風險**：合規與否取決於未來財務表現及股東權益水平。若營運現金流未能改善，或需進一步集資，可能導致股權攤薄。
- **監察期**：納斯達克將重點審視下一份定期報告，投資者應密切關注公司後續的季度業績及權益變動。

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*（本摘要僅供參考，不構成投資建議。詳情請參閱原文8-K文件。）*

展開英文正文

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UNITED
STATES

SECURITIES
AND EXCHANGE COMMISSION

Washington,
D.C. 20549

 

FORM 8-K

 

CURRENT
REPORT

Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date
of Report (Date of earliest event reported): July
20, 2026

 

TEN
Holdings, Inc.

(Exact
name of registrant as specified in its charter)

 

 
 Nevada
  
 001-42515
  
 99-1291725

 
 (State
 or other jurisdiction

 of incorporation)
  
 (Commission

 File
 Number)

  
 (IRS
 Employer

 Identification No.)

 
 

 
 1170 Wheeler Way
  
  

 
 Langhorne, PA
  
 19047

 
 (Address of principal executive offices)
  
 (Zip Code)

 
 

Registrant’s
telephone number including area code: 1.800.909.9598                                                                             

 

 

 

(Former
name or former address, if changed since last report)

 

Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions:

 

 
 ☐
 Written communications
 pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 
  
  

 
 ☐ 
 Soliciting material pursuant
 to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 
  
  

 
 ☐ 
 Pre-commencement communications
 pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 
  
  

 
 ☐ 
 Pre-commencement communications
 pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 
 

Securities
registered pursuant to Section 12(b) of the Act:

 

 
 Title of each class
  
 Trading Symbol(s)
  
 Name of each exchange on which registered

 
 Common
 Stock
  
 XHLD
  
 The
 Nasdaq Stock Market LLC

 
 

Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging
growth company ☒

 

If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

  

  

 

  

 
 Item 3.01
 Notice of Delisting
 or Failure to Satisfy a Continued Rule or Standard; Transfer of Listing.

 
 

As
previously disclosed on the Current Report on Form 8-K filed with the Securities and Exchange Commission (the “SEC”) on May
26, 2026 (the “Original Filing”), TEN Holdings, Inc. (the “Company”) received a deficiency letter from the Listing
Qualifications Department (the “Staff”) of The Nasdaq Stock Market LLC (“Nasdaq”), notifying the Company that
it was not in compliance with Nasdaq Listing Rule 5550(b)(1) (the “Equity Standard”), which requires the Company to maintain
a minimum of $2,500,000 in stockholders’ equity.

 

As
noted in the Original Filing, the Company had until July 10, 2026 to submit to the Staff a plan to regain compliance with the Equity
Standard or the alternatives of market value of listed securities or net income from continuing operations. On July 1, 2026, the
Company submitted to the Staff a plan to regain compliance.

 

On
June 30, 2026, the Company issued a press release announcing that it had closed a registered direct offering by the Company of 7,500,000 shares
of common stock of the Company, par value $0.0001 per share, for net proceeds to the Company of approximately $6.6 million (the “Offering”).

 

As
a result of the Offering, the Company believes it has regained compliance with the Equity Standard. Nasdaq will continue to
monitor the Company’s ongoing compliance with the Equity Standard and, if at the time of its next periodic report the Company
does not evidence compliance, it may be subject to delisting.

 

 
 Item 9.01
 Financial
Statements and Exhibits.

 
 

 
 (d)
 Exhibits.
 The following exhibits are furnished or filed with this report, as applicable:

 
 

 
 Exhibit
 No.
  
 Description

 
 104
  
 Cover
 Page Interactive Data File – the cover page XBRL tags are embedded within the Inline XBRL document

 
 

  

  

 

 

SIGNATURES

 

Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.

 

 
  
 TEN HOLDINGS, INC.

 
  
  

 
 Date: July 20, 2026
 By:
 /s/
 Virgilio Torres

 
  
  
 Virgilio Torres

 
  
  
 Chief Executive Officer and Chief Financial Officer