重大事件
即時報告
8-K
2026-07-20
Fathom補交季度報告 獲納斯達克確認合規 免於除牌風險
AI 繁中摘要
Fathom Holdings(股票代號:FTHM)於2026年7月17日提交8-K表格,披露已成功解決納斯達克上市合規問題 ✅
公司早前因未按時提交截至2026年3月31日的季度報告(10-Q),於2026年5月22日收到納斯達克通知,指出違反上市規則5250(c)(1)(即定期財務報告按時提交要求)。其後公司於2026年7月16日補交了該10-Q文件,並於7月17日接獲納斯達克書面確認,現已完全符合相關掛牌規定,無須面對除牌風險。
這項合規恢復意味公司暫時脫離被納斯達克強制退市的陰霾,有助穩定投資者信心。不過,市場仍需留意公司未來能否持續按時完成財務報告提交,以維持上市地位。
展開英文正文
fthm-202607170001753162FALSE00017531622026-07-172026-07-17 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 _______________________________________________ FORM 8-K _______________________________________________ CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 17, 2026 _______________________________________________ FATHOM HOLDINGS INC. (Exact name of registrant as specified in its charter) _______________________________________________ North Carolina (State or other jurisdiction of incorporation) 001-3941282-1518164 (Commission File Number)(IRS Employer Identification No.) 2000 Regency Parkway Drive, Suite 300, Cary, North Carolina 27518 (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code 888-455-6040 _______________________________________________ Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: oWritten communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) oSoliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) oPre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) oPre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each Class Trading Symbol(s) Name of each exchange on which registered Common Stock, No Par Value FTHM Nasdaq Capital Market Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging Growth Company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐ Item 8.01 Other Information. As previously reported, on May 22, 2026, Fathom Holdings Inc. (the “Company”) received a notification letter from the Nasdaq Stock Market LLC (“Nasdaq”) indicating that, because the Company has not yet filed its Quarterly Report on Form 10-Q for the period ended March 31, 2026 (the “Form 10-Q”), the Company is not in compliance with Nasdaq Listing Rule 5250(c)(1), which requires timely filing of all required periodic financial reports with the Securities and Exchange Commission (the “Filing Requirement”). On July 17, 2026, the Company received written notice from Nasdaq notifying the Company that, based on the July 16, 2026 filing of the Form 10-Q, the Company is now in compliance with the Filing Requirement. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. FATHOM HOLDINGS INC. Date: July 20, 2026/s/ Adam Rothstein Adam Rothstein Interim Chief Executive Officer