重大事件
即時報告
8-K
2026-07-20
Wheeler Real Estate 以35.2萬股普通股換回8,000股優先股 完成換股協議
AI 繁中摘要
申報類型：8-K（即時報告）
事件日期：2026年7月14日
公司：Wheeler Real Estate Investment Trust, Inc.（納斯達克代碼：WHLR）
Wheeler Real Estate Investment Trust 於7月14日與一名無關聯的投資者達成換股協議，以352,000股普通股（每股面值0.01美元）交換對方持有的6,400股B系列可轉換優先股及1,600股D系列累積可轉換優先股。換股比例為每4股B系列優先股及1股D系列優先股可換得220股普通股。該交易已按常規結算週期完成。
是次交易並無任何現金進賬，被換回的優先股已全數註銷。公司引用《1933年證券法》第3(a)(9)條的豁免登記條款，因為這是與現有證券持有人進行的交換，且沒有直接或間接支付任何佣金或報酬。
對投資者的潛在意義：這次換股將增加普通股流通股數（約35.2萬股），對現有普通股股東造成一定程度的攤薄效應。但同時，公司成功消除了8,000股優先股（包括B系列及D系列），有助減輕未來優先股股息及轉換壓力，改善資本結構。由於交易不涉現金，對公司流動性即時影響中性。投資者應留意普通股股數增加對每股盈利及股價的潛在影響。
展開英文正文
whlr-202607140001527541FALSE00015275412026-07-142026-07-140001527541us-gaap:CommonStockMember2026-07-142026-07-140001527541us-gaap:SeriesBPreferredStockMember2026-07-142026-07-140001527541us-gaap:SeriesDPreferredStockMember2026-07-142026-07-140001527541us-gaap:ConvertibleSubordinatedDebtMember2026-07-142026-07-14 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): July 14, 2026 WHEELER REAL ESTATE INVESTMENT TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 001-3571345-2681082 (State or other jurisdiction of incorporation or organization) (Commission File Number)(IRS Employer Identification No.) 2529 Virginia Beach Blvd. Virginia Beach, VA 23452 (Address of principal executive offices) (Zip code) Registrant’s telephone number, including area code: (757) 627-9088 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions: ☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐ Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s)Name of each exchange on which registered Common Stock, $0.01 par value per share WHLRNasdaq Capital Market Series B Convertible Preferred Stock WHLRPNasdaq Capital Market Series D Cumulative Convertible Preferred StockWHLRDNasdaq Capital Market 7.00% Subordinated Convertible Notes due 2031WHLRLNasdaq Capital Market Item 3.02 Unregistered Sales of Equity Securities On July 14, 2026, Wheeler Real Estate Investment Trust, Inc. (the "Company") agreed to issue 352,000 shares of its common stock, $0.01 par value per share (the “Common Stock”) to an unaffiliated holder of the Company's securities (the “Investor”) in exchange for 6,400 shares of the Company’s Series B Convertible Preferred Stock (the “Series B Preferred Stock”) and 1,600 shares of the Company's Series D Cumulative Convertible Preferred Stock (the “Series D Preferred Stock” and, together with the Series B Preferred Stock, the “Preferred Stock”). The transaction involved the issuance of two hundred twenty shares of Common Stock in exchange for four shares of Series B Preferred Stock and one share of Series D Preferred Stock. The transaction settled in accordance with customary settlement cycles. The Company did not receive any cash proceeds in this transaction, and the shares of the Preferred Stock exchanged have been retired and cancelled. The Company issued the Common Stock to the Investor in reliance upon the exemption from the registration requirements of the Securities Act of 1933, as amended (the “Securities Act”), contained in Section 3(a)(9) of the Securities Act on the basis that the issuance of Common Stock to the Investor constituted an exchange with an existing holder of the Company’s securities, and no commission or other remuneration was paid or given directly or indirectly for soliciting such transaction. This Current Report on Form 8-K does not constitute an offer to exchange any securities of the Company for the Common Stock, the Series D Preferred Stock, the Series B Preferred Stock or other securities of the Company. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. WHEELER REAL ESTATE INVESTMENT TRUST, INC. By: /s/ M. Andrew Franklin Name: M. Andrew Franklin Title: Chief Executive Officer and President Dated: July 20, 2026