重大事件
即時報告
8-K
2026-07-17
阿靈頓資產投資公司獲法院全面駁回證券集體訴訟,消除重大法律不確定性
AI 繁中摘要
📄 **申報類型**:8-K(其他重大事件)
**事件重點**:C3.ai, Inc.(紐交所代碼:AI)於2026年7月14日獲美國加州北區聯邦地區法院裁定,全面駁回一宗針對公司及其部分高層的證券集體訴訟。該訴訟(案件編號 3:25-cv-07129-TLT)原於2025年8月22日提出,指控違反證券法。法院裁定駁回所有控訴理由。
**關鍵數字**:無具體財務金額,但訴訟被完全駁回,消除一項重大法律不確定性。
**管理層展望**:公司表示,雖然此項裁決正面,但仍有機會出現剩餘申索未被完全解決的風險,可能引致意外成本或延誤。公司重申不對前瞻性陳述作持續更新,除非法律要求。
**對投資者的潛在影響**:此裁決短期內移除一項主要訴訟風險,有助穩定市場對公司合規及治理的信心。投資者應注意,其他未決或潛在法律風險仍存在,但今次結果為正面訊號。公司需持續關注後續上訴或其他法律程序的可能性。
展開英文正文
ai-202607140001577526false00015775262026-07-142026-07-14 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 14, 2026 C3.AI, INC. (Exact name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 1400 Seaport Blvd Redwood City, CA (Address of Principal Executive Offices) 001-39744 (Commission File Number) 26-3999357 (IRS Employer Identification No.) 94063 (Zip Code) (650) 503-2200 (Registrant's Telephone Number, Including Area Code) Not Applicable (Former Name or Former Address, if Changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each classTrading Symbol(s)Name of each exchange on which registered Class A Common Stock, par value $0.001 per shareAINew York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐ Item 8.01 Other Events. Ruling on Motion to Dismiss Securities Class Action Complaint As previously disclosed, a putative securities class action complaint (captioned John Liggett, Sr., et al. v. C3 AI, Inc., et al., No. 3:25-cv-07129-TLT) was filed on August 22, 2025, in the U.S. District Court for the Northern District of California against C3.ai, Inc. (the “Company”) and certain of its officers. On July 14, 2026, the Court granted defendants’ motion to dismiss the complaint in its entirety. The Court dismissed every cause of action. Caution Regarding Forward-Looking Statements This Current Report on Form 8-K contains forward-looking statements within the meaning of United States federal securities laws. Words such as "believe," "may," "will," "estimate," "continue," "anticipate," "intend," "expect," "plans," and similar expressions are intended to identify forward-looking statements. We have based these forward-looking statements, including our statements regarding our expectations around the pending litigation, largely on our current expectations and projections about future events. These forward-looking statements speak only as of the date of this report and are subject to risks, uncertainties, and assumptions, including, among other things, the risk that the remaining claims may not be resolved in our favor, which could lead to unexpected costs, liabilities, or delays in the resolution of this matter. Further information on risks that could affect the Company’s results is included in our filings with SEC, including our Form 10-K for the year ended April 30, 2026, and other reports that we may file with the SEC from time to time, which could cause actual results to vary from expectations. If the risks materialize or assumptions prove incorrect, actual results could differ materially from the results implied by these forward-looking statements. The Company assumes no obligation to, and does not currently intend to, update any such forward-looking statements after the date of this Current Report on Form 8-K, except as required by applicable law. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. C3.ai, Inc. Dated: July 17, 2026 By:/s/ Thomas M. Siebel Thomas M. Siebel Chief Executive Officer and Chairman of the Board of Directors