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重大事件 即時報告 8-K 2026-07-16

TOMI Environmental Solutions 宣布將於7月20日進行1比3反向股票分割

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**申報類型:8-K(其他重大事件)** **公司:TOMI Environmental Solutions, Inc.(納斯達克代碼:TOMZ)** **事件日期:2026年7月16日(報告提交日),生效日期:2026年7月20日** TOMI Environmental Solutions 宣佈將於2026年7月20日(美國東岸時間)進行 **1比3 的反向股票分割(Reverse Stock Split)**,即每3股現有投票權普通股及A系列優先股自動合併為1股。新股份將於同日開市時以調整後價格開始交易。為避免產生碎股,原本應獲發零星股份的股東將獲發1整股(而非現金補償)。 是次反向拆股不改變公司授權股本總數(普通股及優先股之授權股份數量維持不變),但會按比例減少尚未行使期權及認股權證可轉換的股份數目,並相應調整其行使價。調整將在生效時自動執行。新CUSIP編號為890023302。 **💡 對投資者的潛在影響** - 反向拆股通常旨在提升每股股價,以符合交易所(如納斯達克)的最低買入價要求,或改善公司形象。 - 股東持股比例不變(除碎股安排外),但流通股數量將減少約三分之二。 - 期權及窩輪持有人將受影響,行使價上升,但內在價值理論上不變。 - 短期內股價可能因拆股消息波動,惟實際影響視市場解讀及公司基本因素而定。 - 沒有管理層對未來業績或營運的額外陳述。股東應留意後續公告。
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K
 
CURRENT REPORT
 
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
 
Date of Report (Date of earliest event reported): July 16, 2026
 
TOMI Environmental Solutions, Inc.

(Exact name of registrant as specified in its charter)

 
Florida
 
001-39574
 
59-1947988

(State or other jurisdiction 
of incorporation)
 
(Commission 
File Number)
 
(IRS Employer 
Identification No.)

 
8430 SPIRES WAY
FREDERICK, Maryland 21701 
(Address of principal executive offices, including zip code)
 
Registrant’s telephone number, including area code: (800) 525-1698
 
Not Applicable
(Former name or former address, if changed since last report)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 
 

☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 
 

☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 
 

☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 
Securities registered pursuant to Section 12(b) of the Act:
 
Title of each class
 
Trading 
Symbol(s)
 
Name of each exchange 
on which registered

Common Stock, $0.01 par value per share
 
TOMZ
 
The Nasdaq Capital Market

 
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
 
Emerging growth company ☐
 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
 

 

 
  
Item 8.01 Other Events.
 
On July 20, 2026, TOMI Environmental Solutions, Inc. (the “Company”) will effect a reverse stock split of one-for-three (1:3) (“Reverse Stock Split”) of the Company’s common stock, par value $0.01 per share (the “Common Stock”) and Series A Preferred Stock, par value $0.01 per share (the “Preferred Stock” and together with the Common Stock, the “Voting Stock”).
 
The Reverse Stock Split is expected to become effective on July 20, 2026, Eastern Time (the “Effective Time”), with shares of Common Stock to begin trading on a split-adjusted basis at market open on July 20, 2026. In connection with the Reverse Stock Split, every three (3) shares of Voting Stock issued and outstanding as of the Effective Time will be automatically converted into one (1) share of Voting Stock. No fractional shares will be issued as a result of the Reverse Stock Split. Shareholders who otherwise would be entitled to receive a fractional share in connection with the Reverse Stock Split will receive one full share of the post-Reverse Stock Split Voting Stock in lieu of such fractional share. The Reverse Stock Split will not change the Company’s total number of authorized shares of Common Stock or Preferred Stock. The new CUSIP number for the Company’s Common Stock following the Reverse Stock Split is 890023302.
 
The Reverse Stock Split will also effect a proportionate reduction in the number of shares of Common Stock issuable upon the exercise of the Company’s outstanding options and warrants, with a corresponding adjustment to the exercise price per share applicable to each such option and warrant.
 
The aforementioned adjustments will occur automatically upon effectiveness of the Reverse Stock Split.
  
 
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SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
Date: July 16, 2026
TOMI ENVIRONMENTAL SOLUTIONS, INC.
 

 
 
 
 

 
By:
/s/ Halden S. Shane
 

 
 
Name: 
Halden S. Shane
 

 
 
Title:
Chief Executive Officer
 

 
 
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