重大事件
外國發行人報告
6-K
2026-07-14
野村控股6月未回購股份，累計回購金額已達60億日元授權上限
AI 繁中摘要
📄 **申報類型**：6-K（外國私人發行人報告）
🏢 **發行人**：野村控股（Nomura Holdings, Inc.）
📅 **報告月份**：2026年6月
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**事件重點：股份回購進度更新**
野村控股於2026年7月14日向美國SEC提交6-K表格，披露截至2026年6月30日的股份回購狀況。報告顯示，集團在6月並未進行任何新的股份回購，但整體回購計劃已接近完成。
**回購授權概要**（董事會決議日期：2026年1月30日）
- 回購期：2026年2月17日至2026年9月30日（季度業績公佈後的十個營業日除外）
- 授權上限：100,000,000股
- 授權總金額：60,000,000,000日元
**截至2026年6月30日的累計回購進度**
- 累計回購股數：46,861,200股（佔授權股數的46.9%）
- 累計回購金額：59,999,879,300日元（已用盡授權金額的100%）
**6月內的股份處置情況**（非回購，而是庫存股的其他用途）
- 零股購買請求：處置50股，金額66,353日元
- 股票期權行使：處置1,100股，金額1,100日元
- 限制性股票單位（RSU）計劃：無處置
**截至2026年6月30日的庫存股狀況**
- 總發行股數：3,088,562,601股
- 庫存股：165,592,155股
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**對投資者的影響**
👉 雖然6月未有新回購，但累計回購金額已達授權上限，顯示管理層對股東回報的重視。回購進度略慢於股數（46.9%），預計未來數月會繼續執行以達成股數目標。
👉 庫存股數量較大，可能用於未來員工激勵或資本管理，對每股盈利（EPS）有正面支持作用。
👉 整體財務狀況穩健，回購計劃有助提升股東價值。投資者可留意9月30日回購期屆滿前的進一步動態。
展開英文正文
6-K 1 d154226d6k.htm FORM 6-K Form 6-K FORM 6-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 Commission File Number: 1-15270 For the month of July 2026 NOMURA HOLDINGS, INC. (Translation of registrant’s name into English) 13-1, Nihonbashi 1-chome Chuo-ku, Tokyo 103-8645 Japan (Address of principal executive offices) Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F. Form 20-F X Form 40-F Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): Information furnished on this form: EXHIBIT Exhibit Number 1. (English Translation) Share Buyback Report for the reporting month from June 1, 2026 to June 30, 2026. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. NOMURA HOLDINGS, INC. Date: July 14, 2026 By: /s/ Akito Bato Akito Bato Senior Managing Director [Translation of Share Buyback Report for the reporting month from June 1, 2026 to June 30, 2026 filed with the Director General of the Kanto Finance Bureau by Nomura Holdings, Inc. on July 14, 2026] Class of Shares: Common Stock 1. Status of repurchase (1) Status of a repurchase pursuant to a resolution at a general meeting of shareholders Not applicable (2) Status of a repurchase pursuant to a resolution at the meeting of a board of directors (“Board”) as of June 30, 2026 Number of Shares Total RepurchaseAmount (JPY) Authorization pursuant to the resolution of the Board (January 30, 2026) (Period of repurchase: from February 17, 2026 to September 30, 2026 (excluding the ten business days following the announcement of each quarterly financial results)) 100,000,000 60,000,000,000 Repurchases during this reporting month (Date of repurchase) (Date) — — — Total — — — Aggregate shares repurchased as of the end of this reporting month 46,861,200 59,999,879,300 Progress of share repurchase (%) 46.9 100.0 2. Status of disposition as of June 30, 2026 Number of shares disposedin the reporting month Aggregate amount ofdisposition (JPY) Treasury shares disposed subject to procedures for issuance of new shares (Date) — — — Subtotal — — — Treasury shares canceled (Date) — — — Subtotal — — — Treasury shares transferred upon merger, share exchange, share delivery or demerger (Date) — — — Subtotal — — — Other (upon request for purchasing “less-than-a-full-unit shares”) (Date) June 3 June 29 31 19 39,060 27,293 Subtotal — 50 66,353 Other (exercise of stock acquisition rights) (Date) June 4 1,100 1,100 Subtotal — 1,100 1,100 Other (delivery of shares under Restricted Stock Units plan) (Date) — — — Subtotal — — — Total — 1,150 67,453 3. Status of shares held in treasury as of June 30, 2026 As of the end of the reporting month Number of Shares Total number of issued shares 3,088,562,601 Number of shares held in treasury 165,592,155 Note) In relation to “2. Status of disposition” and “3. Status of shares held in treasury” above, the disposition of treasury shares relating to Restricted Stock Units as equity compensation is recorded based on the contribution date of a monetary compensation claim. The number of shares held in treasury above therefore includes reduction in number of shares as a result of disposition of treasury shares as equity compensation in exchange for contribution-in-kind of monetary compensation claims on or before June 30, 2026.