重大事件
即時報告
8-K
2026-07-10
Freedom Holding Corp. 完成海外發售集資近3億美元
AI 繁中摘要
📄 **申報類型:8-K(即時報告)**
📅 **報告日期:2026年7月10日**
**事件重點**
Freedom Holding Corp.(納斯達克代碼:FRHC),一家國際金融科技集團,宣布已完成一項普通股發售。公司根據《1933年證券法》的 Regulation S 條款,向非美國投資者發行合共 2,374,356 股普通股,集資總額約 **3 億美元**(US$300 million)。
**關鍵數字**
- 發行股數:2,374,356 股
- 每股面值:0.001 美元
- 總集資金額:近 3 億美元
- 附屬配售代理 Freedom Finance Global PLC 收取 1% 費用,上限 300 萬美元
- 本次發售無支付任何承銷折扣或佣金
**發售細節**
該發售僅針對非美國人士,在美國境外進行離岸交易,未在美國進行任何定向銷售活動。股份未根據《證券法》註冊,不得在美國或向美國人士(分銷商除外)發售或出售,除非符合註冊豁免。相關對沖交易亦須遵守《證券法》。
**對投資者的潛在影響**
- 本次集資大幅增加公司股本,短期內可能對每股盈利(EPS)產生攤薄效應。
- 約 3 億美元資金將用於集團擴張及日常營運,有望支持未來業務增長。
- 由於發售對象僅限非美國投資者,對美國市場的即時交易影響有限,但需關注後續資金運用公告。
- 公司未提供管理層展望或資金用途明細,投資者宜留意後續季度報告。
🔍 **總結**:Freedom Holding Corp. 成功透過海外渠道籌集近 3 億美元,進一步強化資本基礎,惟股東權益攤薄風險需持續關注。
展開英文正文
EX-99.1
2
ex991pressreleasedatedjuly.htm
EX-99.1
Document
FREEDOM HOLDING CORP. ANNOUNCES THAT IT HAS COMPLETED AN OFFERING OF ITS COMMON STOCK
NEW YORK, July 10, 2026 (GLOBE NEWSWIRE) - Freedom Holding Corp. (Nasdaq: FRHC), an international financial technology group, today announced that it has completed an offering of 2,374,356 shares of its common stock pursuant to Regulation S of the Securities Act of 1933 (the "Securities Act"), raising aggregate gross proceeds of nearly US$300 million.
This announcement is not and does not form part of any offer or solicitation to purchase or subscribe for securities in the United States. The securities offered in the offering mentioned above will not be or have not been registered under the Securities Act and may not be offered or sold in the United States or to U.S. persons (other than distributors) absent registration or an applicable exemption from the registration requirements of the Securities Act. Hedging transactions involving the securities may not be conducted unless in compliance with the Securities Act.
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frhc-2026071040 Wall Street, 58th Floor, New York, NY10005(212)9804400NasdaqFalse000092480500009248052022-09-132022-09-13
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): July 10, 2026
FREEDOM HOLDING CORP.
(Exact name of registrant as specified in its charter)
Nevada001-3303430-0233726
(State or other jurisdiction of incorporation)Commission
File Number)
(IRS Employer
Identification No.)
40 Wall Street, 58th Floor, New York, NY
(Address of principal executive offices)
10005
(Zip code)
(212) 980 4400
(Registrant’s telephone number, including area code)
N/A
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2 below):
☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered under Section 12(b) of the Act:
Title of each classTrading Symbol(s)Name of each exchange on which registered
Common Stock, par value $0.001 per shareFRHCThe Nasdaq Capital Market
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicated by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 3.02 Unregistered Sales of Equity Securities
On July 10, 2026, Freedom Holding Corp. (the "Company") completed an offering and sale (the "Offering") of 2,374,356 shares of its common stock, par value of $0.001 per share (the "Securities"), for an aggregate offering price of nearly US$300 million. The Securities were offered and sold pursuant to Regulation S ("Regulation S") of the Securities Act of 1933 (the "Securities Act"). The Offering was made only to non-U.S. persons in offshore transactions outside the United States, no directed selling efforts were made in the United States, and the Offering otherwise was made in accordance with the requirements of Regulation S, including the provisions applicable to a Category 3 offering under Regulation S.
The Company paid no underwriting discounts or commissions in connection with the Offering, but the aggregate fee to be paid to the Company's affiliate placement agent Freedom Finance Global PLC shall equal to 1% of the aggregate Offering price and which shall not exceed US$3,000,000.
This announcement is not and does not form part of any offer or solicitation to purchase or subscribe for Securities in the United States. The Securities offered in the Offering will not be or have not been registered under the Securities Act and may not be offered or sold in the United States or to U.S. persons (other than distributors) absent registration or an applicable exemption from the registration requirements of the Securities Act. Hedging transactions involving the Securities may not be conducted unless in compliance with the Securities Act.
Item 7.01 Regulation FD Disclosure
On July 10, 2026, the Company issued a press release announcing the results of the Offering, a copy of which is furnished herewith as Exhibit 99.1 and incorporated herein by reference.
Exhibit 99.1 is furnished and shall not be deemed to be "filed" for purposes of Section 18 of the Securities Exchange Act of 1934 (the "Exchange Act"), or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing made by the Company under the Securities Act or the Exchange Act, except as expressly set forth by specific reference in such a filing.
Item 9.01 Financial Statements and Exhibits
(d) Exhibits
Exhibit No.Description
99.1Press release dated July 10, 2026
104Cover Page Interactive Data File (embedded within the Inline XBRL document)
2
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
FREEDOM HOLDING CORP.
Date: July 10, 2026
By:/s/ Assel Mussina
Assel Mussina
Corporate Secretary
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