Capstone Holding獲Nasdaq延長180日合規期至2027年1月以達最低買入價要求

caps20260708_8k.htm
 
 
 

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0000887151

0000887151

2026-07-08
2026-07-08

  

 UNITED STATES
 

 SECURITIES AND EXCHANGE COMMISSION
 

 WASHINGTON, D.C. 20549
 

  

 FORM 8-K
 

  

 CURRENT REPORT
 

 PURSUANT TO SECTION 13 OR 15(d) OF
 

 THE SECURITIES EXCHANGE ACT OF 1934
 

  

 Date of Report (Date of earliest event reported): July 8, 2026
 

  

 CAPSTONE HOLDING CORP.
 

 (Exact name of registrant as specified in its charter)

  

 
 Delaware
 
001-33560
 
86-0585310

 

 (State or other jurisdiction
of incorporation)
 
(Commission File Number)
 
(I.R.S. Employer
Identification No.)

 

 
  

 18400 76th Avenue
 

 Tinley Park, IL 60477
 

 (Address of principal executive offices)

  

 Registrant’s telephone number, including area code: (708) 371-0660
 

  

 N/A
 

 (Former name or former address, if changed since last report)

  

 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

  

 
 ☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

 
  

 
 ☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

 
  

 
 ☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

 
  

 
 ☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 
  

 Securities registered pursuant to Section 12(b) of the Act:

  

 
 Title of each class
 
Trading Symbol(s)
 
Name of each exchange on which registered

 

 Common Stock, par value $0.0005 per share
 
CAPS
 
The Nasdaq Stock Market LLC

 

 
  

 Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

  

 Emerging growth company ☒
 

  

 If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
 

  

 
 

 
 

 

  

 Item 8.01. Other Events.
 

  

 As previously disclosed, on January 7, 2026, Capstone Holding Corp. (the “Company”) received a deficiency letter from the Nasdaq Listing Qualifications Department (the “Staff”) of The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that, for the last 30 consecutive business days, the closing bid price for the Company’s common stock has been below the minimum $1.00 per share required for continued listing on The Nasdaq Capital Market pursuant to Nasdaq Listing Rule 5550(a)(2) (the “Minimum Bid Price Requirement”). In accordance with Nasdaq Listing Rule 5810(c)(3)(a), the Company was given 180 calendar days, or until July 6, 2026, to regain compliance with the Minimum Bid Price Requirement.

  

 On July 8, 2026, the Company received notice from Nasdaq that the Company is eligible for an additional 180 calendar day period, or until January 4, 2027, to regain compliance. If the Company does not regain compliance with the Minimum Bid Price Requirement by January 4, 2027, Nasdaq will provide written notification that the Company’s common stock will be delisted. At that time, the Company may appeal Nasdaq’s determination to a Hearings Panel.

  

 The Company intends to monitor the closing bid price of its common stock and may, if appropriate, consider available options to regain compliance with the Minimum Bid Price Requirement. However, there can be no assurance that the Company will be able to regain compliance with the Minimum Bid Price Requirement or will otherwise be in compliance with other Nasdaq Listing Rules.

  

 Forward-Looking Statements
 

  

 This Current Report on Form 8-K contains forward-looking statements. Statements that are not historical facts, including statements about beliefs or expectations, are forward-looking statements. These statements are based on plans, estimates, expectations and projections at the time the statements are made, and readers should not place undue reliance on them. In some cases, readers can identify forward-looking statements by the use of forward-looking terms such as “may,” “will,” “should,” “expect,” “opportunity,” “intend,” “plan,” “anticipate,” “believe,” “estimate,” “predict,” “potential,” or “continue,” or the negative of these terms or other comparable terms. Forward-looking statements involve inherent risks and uncertainties and readers are cautioned that a number of important factors could cause actual results to differ materially from those contained in any such forward-looking statements. Factors that could cause actual results to differ materially from those described in this press release including those risks that may be included in the periodic reports and other filings that the Company files from time to time with the U.S. Securities and Exchange Commission. Forward-looking statements included in this Current Report on Form 8-K speak only as of the date each statement is made. Neither the Company nor any person undertakes any obligation to update any of these statements in light of new information or future events, except to the extent required by applicable law.

  

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 SIGNATURES
 

  

 Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

  

 
 Date: July 9, 2026
Capstone Holding Corp.

 

  
 
 

 

  
By:
/s/ Matthew E. Lipman

 

  
Name:
Matthew E. Lipman

 

  
Title:
Chief Executive Officer

 

 
  

  

  

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