重大事件即時報告 8-K 2026-07-08

Longeveron Inc. 向執行主席授予60萬股RSU及40萬份期權作特別股權獎勵

AI 繁中摘要

8-K 申報文件摘要：Longeveron Inc. 特別股權獎勵

📄 申報類型：8-K（重大事件報告）
📅 事件日期：2026年7月8日（獎勵實際授予日為2026年7月6日）

Longeveron Inc.（納斯達克代碼：LGVN）於2026年7月8日提交8-K報告，披露公司向執行主席授予特別股權獎勵，以肯定其在2026年3月完成的融資交易中的關鍵角色，並作為其繼續服務的考慮。

獎勵細節如下：
- 500,000 股限制性股票單位（RSU）—— 專門為融資交易貢獻而發放。
- 另加 100,000 股 RSU 及 400,000 份非合格股票期權（Stock Options）—— 作為持續服務的對價。
- 所有獎勵自2026年10月1日起按季度歸屬，為期三年。
- RSU歸屬後自動轉換為公司Class B普通股；期權則可行使以獲得Class B普通股。
- Class B普通股與Class A普通股除投票權外完全一致，Class B每股擁有5票投票權，並可隨時由持有人選擇轉換為Class A普通股。

這些獎勵是根據公司經修訂及重述的2021年激励獎勵計劃發放，並已獲薪酬委員會批准。

對投資者的潛在影響：
- 執行主席獲得大額股權激勵，有助於將其利益與股東利益進一步綁定，尤其是在推動重要融資及長期服務方面。
- 由於Class B股份擁有較高投票權，需關注可能對公司控制權結構的影響。
- 獎勵歸屬期長達三年，反映管理層對公司未來發展的信心。

展開英文正文

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UNITED STATES 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549 

 

FORM 8-K

 

CURRENT REPORT 

Pursuant to Section 13 OR 15(d) of the
Securities Exchange Act of 1934 

 

Date of Report (Date of earliest event reported):
July 8, 2026

 

Longeveron Inc.

(Exact name of registrant as specified in its charter)

 

 
 Delaware
  
 001-40060
  
 47-2174146

 
 
 (State or other jurisdiction

 of incorporation)

  
 (Commission File Number)
  
 
 (IRS Employer

 Identification No.)

 
 

1951 NW 7th Avenue, Suite 520, Miami, Florida
33136

(Address of principal executive offices)

 

Registrant’s telephone number, including
area code: (305) 909-0840

 

Check the appropriate box below if the Form 8-K
filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

 
 ☐
 Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 
 

 
 ☐
 Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 
 

 
 ☐
 Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 
 

 
 ☐
 Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 
 

Securities registered pursuant to Section 12(b) of the Act:

 

 
 Title of each class
  
 Trading Symbol(s)
  
 Name of each exchange on which registered

 
 Class A Common Stock, $0.001 par value per share
  
 LGVN
  
 The Nasdaq Capital Market

 
 

Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2
of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter)

 

Emerging growth company ☒

 

If an emerging growth company, indicate
by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

  

  

 

 

Item 5.02. Departure
of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

 

(e) On July 6, 2026 Longeveron,
Inc. (the “Company”) issued special equity awards (the “Awards”) to the Company’s Executive Chairman, pursuant
to the Company’s current 2021 Incentive Award Plan, as amended and restated. The Awards, approved by the Company’s Compensation
Committee, are issued in recognition of the Executive Chairman’s significant role in completing the Company’s March 2026 financing
transaction (the “Financing Transaction”) and in consideration for his continued service with the Company.

 

The Awards consists of
500,000 restricted stock units (“RSUs”) to acknowledge his role in the Financing Transaction; and an additional 100,000 RSUs
and 400,000 non-qualified stock options (“Stock Options”) in consideration for his continued service. Each award, granted
July 6, 2026, shall be subject to quarterly vesting over a three-year period commencing October 1, 2026, shall vest and automatically
convert into, in the case of RSUs, or become exercisable for, in the case of Stock Options, shares of the Company’s Class B Common
Stock, par value $0.001 per share (the “Class B Common Stock”), and were otherwise issued in accordance with the terms
of the Company’s Fourth Amended and Restated 2021 Incentive Award Plan. The Company’s Class B Common Stock is identical
in all respects to the Company’s Class A Common Stock, par value $0.001 per share (“Class A Common Stock”), other than
with respect to voting rights, for which the Class B Common Stock has five (5) votes per share. The Company’s Class B Common Stock
is convertible at any time at the holder’s option into Class A Common Stock.

 

 1

  

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 
  
 LONGEVERON INC.

 
  
  

 
 Date: July 8, 2026
 /s/ Stephen Willard

 
  
 Name: 
 Stephen Willard

 
  
 Title:
 Chief Executive Officer

 
 

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