Plum Acquisition Corp. IV 提交8-K 尋求延長業務合併期限至2027年

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K 

 

CURRENT REPORT

Pursuant to Section 13 or Section 15(d) of the
Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported):
June 30, 2026

 

PLUM ACQUISITION CORP. IV 

(Exact name of registrant as specified in its
charter)

 

 
 Cayman Islands
  
 001-42472
  
 98-1795710

 
 (State or other jurisdiction of

incorporation or organization)
  
 (Commission File Number)
  
 (I.R.S. Employer

Identification Number)

 
 

 
 
 2021 Fillmore St. #2089

 San Francisco, California 

  
 94115

 
 (Address of principal executive offices)
  
 (Zip Code)

 
 

Registrant’s telephone number, including
area code: (929) 529-7125 

 

Not Applicable

(Former name or former address, if changed since
last report)

 

Check the appropriate box below if the Form 8-K
filing is intended to simultaneously satisfy the filing obligation to the registrant under any of the following provisions:

 

 
 ☐
 Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 
  
  

 
 ☒
 Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 
  
  

 
 ☐
 Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 
  
  

 
 ☐
 Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 
 

Securities registered pursuant to Section 12(b) of the Act:

 

 
 Title of each class
  
 Trading Symbol(s)
  
 Name of each exchange on which registered

 
 Units, each consisting of one Class A ordinary share, par value $0.0001 per share, and one-half of one redeemable warrant
  
 PLMKU
  
 Nasdaq Global Market

 
 Class A ordinary shares, par value $0.0001 per share, included as part of the units
  
 PLMK
  
 Nasdaq Global Market

 
 Warrants included as part of the units, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
  
 PLMKW
  
 Nasdaq Global Market

 
 

Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934.

 

Emerging growth company ☒

 

If an emerging growth company, indicate by check
mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

  

  

 

 

Item 8.01. Other Events.

 

As previously disclosed, Plum Acquisition
Corp. IV (the “Company”) has called an extraordinary general meeting of shareholders to be held on July 10, 2026 (the
“Meeting”) to approve, among other matters, a proposal to amend the Company’s amended and restated memorandum and
articles of association (as amended the “Articles”) to amend the date by which the Company must consummate an initial
business combination (the “Extension Amendment Proposal”) to January 16, 2027 (or up to July 16, 2027, if all 6
additional monthly extensions are exercised), or such earlier date as determined by the Company’s board of directors, in its
sole discretion (the “Amendment”).

 

In connection with the Meeting, the deadline for
holders of the Company’s Class A ordinary shares, par value $0.0001 per share (the “Class A ordinary shares”), issued
in the Company’s IPO to submit their shares for redemption is 5:00 p.m. Eastern time on July 8, 2026.

 

In connection with the
Meeting and Amendment, the Company and Plum Partners IV, LLC (the “Sponsor”) intend to enter into one or more non-redemption
agreements substantially in the form attached hereto as Exhibit 10.1 (the “Non-Redemption Agreements”) with one or more
unaffiliated shareholders of the Company, pursuant to which such shareholders would agree not to redeem (or validly withdraw and rescind
any redemption requests on) their Class A ordinary shares (the “Non-Redeemed Shares”) in connection with the Meeting. In consideration
for the foregoing commitment not to redeem the Non-Redeemed Shares, the Sponsor anticipates agreeing to transfer to such shareholders
Class B ordinary shares held by the Sponsor, or Class A ordinary shares upon conversion of the Class B ordinary shares as discussed below,
(at the ratio set forth in Exhibit A to the Non-Redemption Agreement) substantially concurrently with the closing of the Company’s
initial business combination (but no later than two business days thereafter) if such shareholders do not exercise their redemption rights
with respect to their Non-Redeemed Shares in connection with the Meeting, and the Extension Amendment Proposal is approved and effected.

 

The Non-Redemption Agreements
are expected to increase the amount of funds that remain in the Company’s trust account following the Meeting, relative
to the amount remaining in the trust account in the absence of the Non-Redemption Agreements.

 

NO ASSURANCES ARE MADE THAT A NON-REDEMPTION INCENTIVE
OF ANY KIND WILL BE OFFERED AND THE ACTUAL TERMS OF ANY NON-REDEMPTION INCENTIVE MAY DIFFER MATERIALLY FROM THE TERMS DESCRIBED HEREIN.

 

Additionally, the Sponsor and certain initial
shareholders intend to convert substantially all of their Class B ordinary shares into Class A ordinary shares on a one-to-one basis.
Upon conversion of the Class B ordinary shares into Class A ordinary shares, such Class A ordinary shares will not be entitled to receive
funds from the trust account through redemptions or otherwise and will remain subject to the existing transfer restrictions.

 

The foregoing description of the form of Non-Redemption
Agreement does not purport to be complete and is qualified in its entirety by reference to the form of Non-Redemption Agreement filed
hereto as Exhibit 10.1, which is incorporated herein by reference.

 

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Cautionary Note
Regarding Forward-Looking Statements

 

This Current Report contains
statements that are forward-looking and as such are not historical facts. This includes, without limitation, statements regarding the
Company’s financial position, business strategy and the plans and objectives of management for future operations. These statements
constitute projections, forecasts and forward-looking statements, and are not guarantees of performance. In addition, any statements that
refer to our intent to enter into one or more Non-Redemption Agreements in connection with the Meeting and the expected terms of any Non-Redemption
Agreements are forward-looking statements. They involve known and unknown risks, uncertainties, assumptions and other factors that may
cause the actual results, performance or achievements of the Company to be materially different from any future results, performance or
achievements expressed or implied by these statements. Such statements can be identified by the fact that they do not relate strictly
to historical or current facts. When used in this Current Report, words such as “anticipate,” “believe,” “continue,”
“could,” “estimate,” “expect,” “intend,” “may,” “might,” “plan,”
“possible,” “potential,” “predict,” “project,” “should,” “strive,”
“would” and similar expressions may identify forward-looking statements, but the absence of these words does not mean that
a statement is not forward-looking. These forward-looking statements involve a number of risks, uncertainties (some of which are beyond
our control) or other assumptions that may cause actual results or performance to be materially different from those expressed or implied
by these forward-looking statements. When the Company discusses its strategies or plans, it is making projections, forecasts or forward-looking
statements. Such statements are based on the beliefs of, as well as assumptions made by and information currently available to, the Company’s
management. Actual results and shareholders’ value will be affected by a variety of risks and factors, including, without limitation,
international, national and local economic conditions, merger, acquisition and business combination risks, financing risks, geo-political
risks, acts of terror or war, and those risk factors described under the “Risk Factors” section of the Company’s Annual
Report on Form 10-K filed with the Securities and Exchange Commission (the “SEC”) on March 31, 2026, the Company’s Quarterly
Report on Form 10-Q filed with the SEC on May 15, 2026, subsequent Quarterly Reports on Form 10-Q, in the Extension Proxy Statement filed
in connection with the Meeting and Amendment on June 16, 2026 (the “Extension Proxy Statement”) and in other reports the Company
files with the SEC. Many of the risks and factors that will determine these results and shareholders’ value are beyond the Company’s
ability to control or predict.

 

All such forward-looking
statements speak only as of the date of this Current Report. The Company expressly disclaims any obligation or undertaking to release
publicly any updates or revisions to any forward-looking statements contained herein to reflect any change in the Company’s expectations
with regard thereto or any change in events, conditions or circumstances on which any such statement is based. All subsequent written
or oral forward-looking statements attributable to us or persons acting on the Company’s behalf are qualified in their entirety
by this “Cautionary Note Regarding Forward-Looking Statements” section.

 

Participants in
the Solicitation

 

The Company and its directors
and executive officers may be deemed participants under SEC rules in the solicitation of proxies from the Company’s shareholders
in connection with the Extension Amendment Proposal and related matters. Information regarding the Company’s directors and executive
officers is contained in the Extension Proxy Statement and the Company’s filings with the SEC.

 

Additional Information
and Where to Find It

 

The Company urges investors, shareholders and
other interested persons to read the Extension Proxy Statement as well as other documents filed by the Company with the SEC, because these
documents will contain important information about the Company and the Extension Amendment Proposal. Shareholders may obtain copies of
the Extension Proxy Statement, without charge, at the SEC’s website at www.sec.gov or by directing
a request to the Company’s proxy solicitor, Advantage Proxy, by calling 877-870-8565 (toll-free), or banks and brokers can call
206-870-8565, or by emailing [email protected].

 

No Offer or Solicitation

 

This Current Report shall
not constitute an offer to sell or the solicitation of an offer to buy any securities, nor shall there be any sale of securities in any
jurisdiction in which such offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws
of any such jurisdiction. No offering of securities shall be made except by means of a prospectus meeting the requirements of Section 10
of the Securities Act of 1933, as amended, or an exemption therefrom.

 

Item 9.01. Financial
Statements and Exhibits.

 

(d) Exhibits.

 

 
 Exhibit
 No.
  
 Description

 
 10.1
  
 Form of Non-Redemption Agreement

 
 104
  
 Cover Page Interactive
 Data File (embedded within the Inline XBRL document)

 
 

 2

  

 

 

SIGNATURE

 

Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.

 

 
 Date: June 30, 2026
 PLUM ACQUISITION CORP. IV

 
  
  
  

 
  
 By:
 /s/ Kanishka Roy

 
  
 Name: 
 Kanishka Roy

 
  
 Title:
 Chief Executive Officer

 
 

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