重大事件
即時報告
8-K
2026-06-30
Tilray Brands 完成1,200萬美元債轉股交易，發行逾263萬股普通股
AI 繁中摘要
📄 **Tilray Brands 提交 8-K 申報：債務換股交易完成**
大麻企業 Tilray Brands, Inc.（納斯達克：TLRY）於 2026 年 6 月 30 日向 SEC 提交 8‑K 表格，披露於 2026 年 6 月 15 日至 24 日期間，與若干無關聯第三方進行了私下的「債轉股交換交易」。根據該等交易，Tilray 發行合共 **2,638,341 股普通股**（每股面值 0.0001 美元），用以交換本金總額 **1,200 萬美元**、票面利率 **5.20%**、原定 **2027 年 6 月 15 日** 到期的可轉換優先票據。
上述股份乃依據《1933 年證券法》第 **3(a)(9)** 條的豁免註冊條文發行，該條文適用於發行人與現有證券持有人之間進行交換，且過程中未有直接或間接支付任何佣金或其他報酬以招攬交換。
💡 **對投資者的潛在影響**
- **股權稀釋**：新增逾 260 萬股普通股，將即時攤薄現有股東每股權益。
- **負債減輕**：註銷 1,200 萬美元本金額度的可轉換票據，有助降低總負債及未來利息開支，改善資產負債表健康度。
- **資金靈活性**：以股換債毋須即時現金流出，保留公司流動資金；惟原有票據持有人獲得轉股權，日後可能進一步轉換導致更多稀釋。
- **市場訊號**：此類債務重組通常反映管理層積極管理資本結構，投資者宜關注後續季度報告以評估對每股盈利及財務槓桿的具體影響。
展開英文正文
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 24, 2026 Tilray Brands, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38594 82-4310622 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.) 265 Talbot Street West, Leamington, ON N8H 4H3 (Address of Principal Executive Offices, (Zip Code) Registrant’s Telephone Number, Including Area Code: (844) 845-7291 Not applicable (Former Name or Former Address, if Changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Common Stock, $0.0001 par value per share TLRY The Nasdaq Global Select Market Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐ 1 Item 3.02 Unregistered Sales of Equity Securities. Between June 15, 2026 and June 24, 2026, Tilray Brands, Inc. (the “Company”) entered into certain private debt-for-equity exchange transactions (the “Exchange Transactions”) with unrelated parties. Pursuant to the Exchange Transactions, the Company issued an aggregate of 2,638,341 shares of the Company’s common stock, par value $0.0001 per share (“Common Stock”), in exchange for $12 million aggregate principal amount of the Company’s 5.20% Convertible Senior Notes due June 15, 2027. The shares of Common Stock issued in the Exchange Transactions were issued without registration under the Securities Act of 1933, as amended (the “Securities Act”), in reliance on the exemption provided by Section 3(a)(9) of the Securities Act as securities exchanged by the Company with an existing security holder where no commission or other remuneration was paid or given directly or indirectly for soliciting such exchange. 2 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. Tilray Brands, Inc. Date: June 30, 2026 By: /s/ Mitchell Gendel Name: Mitchell Gendel Title: Global General Counsel 0001731348 false CA 0001731348 2026-06-24 2026-06-24