重大事件
外國發行人報告
6-K
2026-06-30
野村控股發行35億美元多批優先票據 優化債務結構及資金來源
AI 繁中摘要
野村控股（Nomura Holdings, Inc.）於2026年6月30日向美國證監會提交6-K表格，披露發行總值35億美元的多批優先票據，以擴充資金來源及優化債務結構。
是次發行包括：
- 5億美元浮動利率優先票據，2029年到期
- 3億美元浮動利率優先票據，2031年到期
- 10億美元4.996%固定利率優先票據，2029年到期
- 7億美元5.166%固定利率優先票據，2031年到期
- 10億美元5.545%固定利率優先票據，2036年到期
相關票據的發行文件及法律意見（由Sullivan & Cromwell LLP及Anderson Mori & Tomotsune出具）已一併歸檔，並引用至此前提交的F-3註冊聲明（編號333-283915）中。
是次融資反映野村積極管理負債組合，以不同年期及利率結構分散風險，同時鎖定長期資金成本。對投資者而言，此舉可視為公司流動性管理及資本規劃的常規操作，短期內對股權價值影響中性，但需留意票據利息支出對未來盈利的潛在壓力。📊💰
展開英文正文
6-K 1 d155156d6k.htm FORM 6-K Form 6-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of June 2026 Commission File Number: 1-15270 NOMURA HOLDINGS, INC. (Translation of registrant’s name into English) 13-1, Nihonbashi 1-chome Chuo-ku, Tokyo 103-8645 Japan (Address of principal executive office) Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F. Form 20-F ☒ Form 40-F ☐ Information furnished on this form: EXHIBIT Exhibit Number 4.9. Form of $500,000,000 Senior Floating Rate Notes due 2029 4.10. Form of $300,000,000 Senior Floating Rate Notes due 2031 4.11. Form of $1,000,000,000 4.996% Senior Fixed Rate Notes due 2029 4.12. Form of $700,000,000 5.166% Senior Fixed Rate Notes due 2031 4.13. Form of $1,000,000,000 5.545% Senior Fixed Rate Notes due 2036 5.5. Opinion of Sullivan & Cromwell LLP relating to the $500,000,000 Senior Floating Rate Notes due 2029, $300,000,000 Senior Floating Rate Notes due 2031, $1,000,000,000 4.996% Senior Fixed Rate Notes due 2029, $700,000,000 5.166% Senior Fixed Rate Notes due 2031 and $1,000,000,000 5.545% Senior Fixed Rate Notes due 2036 5.6. Opinion of Anderson Mori & Tomotsune relating to the $500,000,000 Senior Floating Rate Notes due 2029, $300,000,000 Senior Floating Rate Notes due 2031, $1,000,000,000 4.996% Senior Fixed Rate Notes due 2029, $700,000,000 5.166% Senior Fixed Rate Notes due 2031 and $1,000,000,000 5.545% Senior Fixed Rate Notes due 2036 The registrant hereby incorporates the foregoing Exhibits to this report on Form 6-K by reference in the prospectus that is part of the Registration Statement on Form F-3 (Registration No. 333-283915) of the registrant, originally filed with the Securities and Exchange Commission (the “SEC”) on December 19, 2024, as amended by Post-Effective Amendment No. 1 thereto, filed with the SEC on August 29, 2025. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. NOMURA HOLDINGS, INC. Date: June 30, 2026 By: /s/ Kenichiro Asano Kenichiro Asano Managing Director Treasury Department