重大事件
即時報告
8-K
2026-06-26
Bakkt股東週年大會三項議案全數通過 董事選舉及高管薪酬獲支持
AI 繁中摘要
Bakkt 2026年股東週年大會投票結果出爐 📊
申報類型：8-K（即時報告）
報告日期：2026年6月23日（提交日期：2026年6月25日）
Bakkt, Inc.（NYSE: BKKT）於2026年6月23日舉行年度股東大會，就三項議案進行投票，全部獲得通過。截至記錄日期2026年4月24日，公司共有30,761,371股A類普通股有權投票，大會上有18,919,712股親自或委託代表出席。
**議案一：選舉兩位第二類董事（任期至2029年年會）**
Michael Alfred：贊成12,378,430票；反對109,255票；棄權0票；經紀人非投票6,432,027票 ✅
Lyn Alden：贊成12,156,770票；反對330,915票；棄權0票；經紀人非投票6,432,027票 ✅
兩位候選人順利當選。
**議案二：諮詢性（非約束性）高管薪酬投票**
贊成11,321,210票；反對1,032,093票；棄權134,382票；經紀人非投票6,432,027票 ✅
股東以壓倒性票數支持現有高管薪酬方案。
**議案三：批准聘任Grant Thornton LLC為2026財政年度獨立核數師**
贊成18,373,303票；反對39,530票；棄權506,879票；經紀人非投票0票 ✅
獲絕大多數股東同意。
是次會議無異議通過所有提案，反映股東對董事會構成、薪酬政策及審計安排的認可。對一般投資者而言，屬例行治理事項，不影響公司營運或財務狀況。
展開英文正文
bakkt-202606250001820302FALSEJune 25, 202600018203022026-06-252026-06-260001820302us-gaap:CommonClassAMember2026-06-252026-06-260001820302us-gaap:WarrantMember2026-06-252026-06-26 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 23, 2026 Bakkt, Inc. (Exact name of registrant as specified in its charter) Delaware001-39544 41-2324812 (State or other jurisdiction of incorporation)(Commission File Number) (IRS Employer Identification No.) 3280 Peachtree Road NE, 7th Floor Atlanta, Georgia 30305 (Address of principal executive offices) (Zip Code) Registrant’s telephone number, including area code: (332) 203-3017 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): ☐Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Class A Common Stock, par value $0.0001 per share BKKT The New York Stock Exchange Warrants to purchase Class A Common Stock BKKT WS The New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐ Item 5.07 Submission of Matters to a Vote of Security Holders The following proposals were submitted to the stockholders of Bakkt, Inc. (the “Company”) at the 2026 Annual Meeting of Stockholders held on June 23, 2026 (the "Annual Meeting"): •To elect Michael Alfred and Lyn Alden as Class II directors to serve as members of the Company’s Board of Directors until the 2029 Annual Meeting of Stockholders or until their successors are duly elected and qualified; •To approve, on an advisory (non-binding) basis, the compensation of the Company’s named executive officers; and •To ratify the selection of Grant Thornton LLC as independent auditors of the Company for the fiscal year ending December 31, 2026. As of April 24, 2026, the record date for the Annual Meeting, the Company had 30,761,371 shares of its Class A common stock outstanding and entitled to vote. At the Annual Meeting, 18,919,712 shares were present in person or represented by proxy and entitled to vote. No votes were cast during the Annual Meeting. Based on the votes cast by proxy, each proposal passed, including the election of each director. The number of votes cast for and against and the number of abstentions and broker non-votes with respect to each matter voted upon are set forth below: Election of Directors NAMEFORAGAINSTABSTAINNON VOTES Michael Alfred12,378,430109,255—6,432,027 Lyn Alden12,156,770330,915—6,432,027 Advisory Vote to Approve Executive Compensation 11,321,210 FOR 1,032,093 AGAINST 134,382 ABSTAIN 6,432,027 NON VOTES Ratification of Grant Thornton LLC as Independent Auditors of the Company 18,373,303 FOR 39,530 AGAINST 506,879 ABSTAIN 0 NON VOTES Item 9.01 Financial Statements and Exhibits. (d) Exhibits Exhibit No. Description 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized. Dated: June 25, 2026 BAKKT, INC. By:/s/ Marc D'Annunzio Name:Marc D’Annunzio Title:General Counsel and Secretary