重大事件
即時報告
8-K
2026-06-26
Atara Biotherapeutics 宣布首席會計官離職,任命 Kevin Sarney 為臨時財務總監
AI 繁中摘要
📄 **美國證監會 8-K 申報** | Atara Biotherapeutics, Inc. (NASDAQ: ATRA)
**報告日期:2026年6月22日(事件最早發生日)**
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### 🔔 事件重點:高層人事變動
Atara Biotherapeutics 於 2026 年 6 月 22 日通知其首席會計官 Yanina Grant-Huerta,其僱傭關係將於 **2026 年 7 月 17 日** 終止。
與此同時,董事會於 **2026 年 6 月 26 日** 任命 **Kevin G. Sarney** 為臨時財務總監(Interim CFO),即日起生效。Sarney 先生將同時擔任公司的主要財務官及主要會計官。
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### 👤 新任臨時 CFO 背景
- **年齡:61 歲**,擁有超過 25 年生命科學行業的財務與會計經驗。
- **2021 年 1 月起**,在 Charles River CFO, Inc.(CRCFO)擔任生命科學業務主管顧問。Atara 與 CRCFO 簽訂了顧問協議,按協定時薪支付服務費用,Sarney 本人不直接從公司收取報酬。
- 此前曾在多家上市及私營生命科學公司擔任高級財務職位,早年曾任職於 PricewaterhouseCoopers(普華永道)擔任核數師。
- 學歷:University of Hartford 管理學士、Suffolk University 會計碩士、Boston University 財務 MBA。持 Massachusetts 註冊會計師牌照。
公司將按標準條款為 Sarney 提供董事及高級管理人員賠償協議。他與公司任何董事、高管或關聯人士無家庭關係或特殊安排。
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### 🧐 對投資者的潛在影響
- 首席會計官離職屬正常人事更替,但財務總監一職由外部顧問暫代,顯示公司正尋求穩定的過渡方案。
- 短期內市場可能關注管理層變動帶來的執行風險,但 Sarney 的深厚行業經驗有助維持財務報告及內部控制穩定性。
- 股價或出現輕微波動,投資者宜密切留意公司後續是否有正式 CFO 任命及季度業績更新。
展開英文正文
8-K 0001604464false00016044642026-06-222026-06-22 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 22, 2026 Atara Biotherapeutics, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-36548 46-0920988 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.) 1280 Rancho Conejo Blvd Thousand Oaks, California 91320 (Address of Principal Executive Offices) (Zip Code) Registrant’s Telephone Number, Including Area Code: (805) 623-4211 (Former Name or Former Address, if Changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Common Stock, par value $0.0001 per share ATRA The Nasdaq Stock Market LLC Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐ Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. (b) On June 22, 2026, Atara Biotherapeutics, Inc. (the “Company”) notified Yanina Grant-Huerta, the Company’s Chief Accounting Officer, that her employment with the Company would end effective July 17, 2026. (c) On June 26, 2026, the Company’s Board of Directors appointed Kevin G. Sarney, Life Science Practice Leader at Charles River CFO, Inc. (“CRCFO”), as interim chief financial officer, effective as of June 26, 2026. In connection with his appointment, Mr. Sarney will serve as the Company’s principal financial officer and principal accounting officer. Mr. Sarney will provide interim chief financial officer services pursuant to a consulting agreement with CRCFO to which the Company is a party (the “Consulting Agreement”). Under the Consulting Agreement, the Company will pay CRCFO an agreed upon hourly rate for Mr. Sarney’s services. Mr. Sarney will not receive any compensation directly from the Company. The Consulting Agreement may be terminated by either the Company or CRCFO upon 30 days written notice. Mr. Sarney will enter into the Company’s standard indemnification agreement for directors and executive officers. Mr. Sarney, age 61, has over 25 years of finance and accounting experience with life science companies. Since January 2021, Mr. Sarney has served as a consultant at CRCFO, a provider of strategic and operational finance and accounting services for life science companies. Prior to joining CRCFO, Mr. Sarney served in executive finance positions with a number of publicly traded and privately held life science companies. Earlier in his career, Mr. Sarney was an auditor at PricewaterhouseCoopers. Mr. Sarney received a B.S. in Management from the University of Hartford, an M.S. in Accounting from the Sawyer Business School at Suffolk University, and an M.B.A. in Finance from the Questrom School of Business at Boston University. In addition, Mr. Sarney is a licensed Certified Public Accountant in Massachusetts. There are no arrangements or understandings between Mr. Sarney and any other person pursuant to which Mr. Sarney was appointed principal financial officer and principal accounting officer. There are no family relationships between Mr. Sarney and any director, executive officer or any other person nominated or chosen by the Company to become a director or executive officer. There are no related person transactions (within the meaning of Item 404(a) of Regulation S-K promulgated by the Securities and Exchange Commission) between Mr. Sarney and the Company. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. ATARA BIOTHERAPEUTICS, INC. Date: June 26, 2026 By: /s/ AnhCo Thieu Nguyen AnhCo Thieu Nguyen, Ph.D. President and Chief Executive Officer (Duly Authorized Officer and Principal Executive Officer)