重大事件
即時報告
8-K
2026-06-26
惠勒房地產投資信託以86,583股普通股交換優先股，簡化資本結構
AI 繁中摘要
8-K 申報｜Wheeler Real Estate Investment Trust (WHLR) 股權交換交易
Wheeler Real Estate Investment Trust（納斯達克代號：WHLR）於 2026 年 6 月 22 日提交 8-K 表格，披露一項未經註冊的股權交換交易。公司與一名非關聯投資者達成協議，以 86,583 股普通股（面值 $0.01），交換對方持有的 16,492 股 Series B 可轉換優先股（WHLRP）及 4,123 股 Series D 累積可轉換優先股（WHLRD）。交換比例固定為每 21 股普通股換取 4 股 Series B 優先股及 1 股 Series D 優先股。公司於該交易中未收取任何現金，所換回之優先股已全數註銷及取消。
是次普通股發行依賴《1933 年證券法》第 3(a)(9) 條的豁免登記規定，理由為該發行屬與現有證券持有人的交換，且公司未直接或間接就此交易支付任何佣金或其他報酬。此 8-K 不構成任何證券的要約交換。
對投資者的潛在影響：🔍 普通股股數因而增加約 86,583 股，對現有普通股股東造成一定程度的攤薄；但同時優先股數減少，有助簡化資本結構。由於無現金流入，公司財務狀況未受直接影響。投資者應留意未來每股盈利（EPS）及投票權可能因攤薄而出現變化，但交易規模相對公司整體股本而言影響有限。管理層未有就此事項提供展望。
展開英文正文
whlr-202606220001527541FALSE00015275412026-06-222026-06-220001527541us-gaap:CommonStockMember2026-06-222026-06-220001527541us-gaap:SeriesBPreferredStockMember2026-06-222026-06-220001527541us-gaap:SeriesDPreferredStockMember2026-06-222026-06-220001527541us-gaap:ConvertibleSubordinatedDebtMember2026-06-222026-06-22 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): June 22, 2026 WHEELER REAL ESTATE INVESTMENT TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 001-3571345-2681082 (State or other jurisdiction of incorporation or organization) (Commission File Number)(IRS Employer Identification No.) 2529 Virginia Beach Blvd. Virginia Beach, VA 23452 (Address of principal executive offices) (Zip code) Registrant’s telephone number, including area code: (757) 627-9088 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions: ☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐ Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s)Name of each exchange on which registered Common Stock, $0.01 par value per share WHLRNasdaq Capital Market Series B Convertible Preferred Stock WHLRPNasdaq Capital Market Series D Cumulative Convertible Preferred StockWHLRDNasdaq Capital Market 7.00% Subordinated Convertible Notes due 2031WHLRLNasdaq Capital Market Item 3.02 Unregistered Sales of Equity Securities On June 22, 2026, Wheeler Real Estate Investment Trust, Inc. (the “Company”) agreed to issue 86,583 shares of its common stock, $0.01 par value per share (the “Common Stock”), to an unaffiliated holder of the Company’s securities (the “Investor”) in exchange for 16,492 shares of the Company’s Series B Convertible Preferred Stock (the “Series B Preferred Stock”) and 4,123 shares of the Company’s Series D Cumulative Convertible Preferred Stock (the “Series D Preferred Stock” and, together with the Series B Preferred Stock, the “Preferred Stock”). The transaction involved the issuance of twenty-one shares of Common Stock in exchange for four shares of Series B Preferred Stock and one share of Series D Preferred Stock. The transaction settled in accordance with customary settlement cycles. The Company did not receive any cash proceeds in this transaction, and the shares of the Preferred Stock exchanged have been retired and cancelled. The Company issued the Common Stock to the Investor in reliance upon the exemption from the registration requirements of the Securities Act of 1933, as amended (the “Securities Act”), contained in Section 3(a)(9) of the Securities Act on the basis that the issuance of Common Stock to the Investor constituted an exchange with an existing holder of the Company’s securities, and no commission or other remuneration was paid or given directly or indirectly for soliciting such transaction. This Current Report on Form 8-K does not constitute an offer to exchange any securities of the Company for the Common Stock, the Series D Preferred Stock, the Series B Preferred Stock or other securities of the Company. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. WHEELER REAL ESTATE INVESTMENT TRUST, INC. By: /s/ M. Andrew Franklin Name: M. Andrew Franklin Title: Chief Executive Officer and President Dated: June 26, 2026