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重大事件 即時報告 8-K 2026-06-25

第三,項目9.01列明相關財務報表及附件,惟本次8-K並未包含即時財務數據,僅附上上述股票計劃修訂文本。

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AI 繁中摘要

FinWise Bancorp (FINW) 提交 8-K 表格,報告 2026 年 6 月 25 日舉行的股東週年大會投票結果。會上通過三項主要議案:選出兩名董事、批准修訂 2019 年股票計劃以增加授權股份、以及確認新一屆核數師任命。 🔹 **董事選舉**:股東投票選出 Gerald E. Cunningham 及 Lisa Ann Nievaard 為董事,任期至 2029 年週年大會或接任者當選為止。投票結果顯示 Cunningham 獲約 775 萬票贊成、129 萬票反對;Nievaard 獲約 668 萬票贊成、235 萬票反對。兩人均有約 215 萬股「經紀人未投票」(Broker Non-Votes),這部分不計入實際表決。 🔹 **股票計劃修訂(2019 Stock Plan)**:股東批准將計劃下的普通股授權發行總數由 178 萬股增加 75 萬股,至 253 萬股。贊成票約 710 萬,反對約 194 萬,無棄權票。此舉為持續向高管及員工提供股權激勵,但亦會帶來潛在的股份攤薄。 🔹 **核數師任命**:股東確認聘任 Baker Tilly US, LLP 為截至 2026 年 12 月 31 日止財政年度的獨立註冊會計師事務所。投票結果:贊成約 1,036 萬票、反對約 75 萬票、棄權約 7.4 萬票。 總括而言,三項議案均獲通過,反映股東對管理層及董事會的持續支持。投資者需留意股票計劃擴容可能帶來的每股盈利稀釋,但同時亦顯示公司有意透過股權激勵留住核心人才。公司仍屬新興成長型企業(Emerging Growth Company),並未選擇延長過渡期以遵循新會計準則。
展開英文正文
finw-202606250001856365FALSE00018563652026-06-252026-06-25

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):  June 25, 2026
FINWISE BANCORP
(Exact name of registrant as specified in its charter)

Utah001-4072183-0356689
(State or other jurisdiction of incorporation or organization)(Commission file number)(I.R.S. employer identification no.)

756 East Winchester St., Suite 100
84107

Murray,Utah
(Address of principal executive offices)(Zip code)

Registrant’s telephone number, including area code:  (801) 501-7200
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.          ☐
Securities registered pursuant to Section 12(b) of the Act:

Title of each classTrading Symbol(s)Name of exchange on which registered
Common Stock, par value $0.001 per shareFINWThe NASDAQ Stock Market LLC

Item 5.02Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On June 25, 2026, at the 2026 Annual Meeting of Shareholders (the "Annual Meeting") of FinWise Bancorp ("FinWise" or the "Company"), the Company shareholders approved the increase in the number of shares of our common stock available for awards under the FinWise Bancorp 2019 Stock Plan (the "2019 Plan") by 750,000 shares to 2,530,000 shares. The increase was embodied (subject to shareholder approval) in an amendment of the 2019 Plan that was approved by FinWise's Board of Directors on April 28, 2026. Our named executive officers expect to continue to participate in the 2019 Plan. For a description of the principal features of the 2019 Plan, please see Proposal No. 2 in our proxy statement for the Annual Meeting filed with the Securities and Exchange Commission on April 28, 2026, which description is incorporated herein by reference. Such description is qualified in its entirety by reference to the full text of the 2019 Plan, as amended, which is filed as Exhibit 10.1 hereto and incorporated by reference into this Item 5.02.

Item 5.07Submission of Matters to a Vote of Security Holders.
At the Annual Meeting, shareholders of record as of April 28, 2026, the Record Date for the Annual Meeting, were entitled to vote 13,706,039 shares of the Company's common stock (the "Common Stock"), each having one vote per share. A total of 11,183,721 shares of Common Stock were represented at the Annual Meeting in person or by proxy.
At the Annual Meeting, the shareholders of the Company (i) elected two director nominees to hold office until the earlier of the 2029 Annual Meeting of Shareholders of the Company or until their successors are elected and qualified or until their earlier resignation or removal, (ii) approved the amendment to the 2019 Plan to increase the number of shares of our Common Stock available for issuance under the 2019 Plan by 750,000 shares to 2,530,000 shares and (iii) ratified the appointment of Baker Tilly US, LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2026.
Proposal 1: Election of Directors
The shareholders of the Company elected each of the director nominees proposed by the Board of Directors. The final voting results were as follows:

NomineeForWithheldBroker Non-Votes
Gerald E. Cunningham7,747,3331,288,3852,148,003
Lisa Ann Nievaard6,681,1992,354,5192,148,003

Proposal 2: Approval of an Amendment and Restatement of the FinWise Bancorp 2019 Stock Plan in order to Increase the Number of Shares of Common Stock Available for Issuance Under the Plan
The shareholders of the Company approved the amendment to the 2019 Plan effecting the increase in the number of shares of our Common Stock available for awards under the 2019 Plan by 750,000 shares to 2,530,000 shares. The voting results were as follows:

ForAgainstAbstainBroker Non-Votes
7,097,5631,938,155—2,148,003

Proposal 3: Ratification of the Appointment of Baker Tilly US, LLP as the Company's Independent Registered Public Accounting Firm for Fiscal Year 2026
The shareholders of the Company ratified the appointment of Baker Tilly US, LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2026. The final voting results were as follows:

ForAgainstAbstain
10,357,336752,19274,193

Item 9.01Financial Statements and Exhibits.

(d) Exhibits

Exhibit No.Description
10.1FinWise Bancorp 2019 Stock Plan.

104Cover Page Interactive Data File (embedded within the Inline XBRL document).

SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, FinWise Bancorp has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

DATE:  June 25, 2026FINWISE BANCORP

/s/ Michael O'Brien
Name: Michael O'Brien
Title: Corporate Counsel, Corporate Secretary and Executive Vice President