重大事件
即時報告
8-K
2026-06-25
AlTi Global 宣布CFO退休 任命Patrick Keenan接任 年薪加花紅共82.5萬美元
AI 繁中摘要
AlTi Global, Inc.(納斯達克:ALTI)於2026年6月25日提交8-K表格,披露首席財務官變動。現任CFO Michael Harrington 將於2026年7月1日退休,其離職經過數月交接討論,並將簽訂退休協議。同日,董事會任命現年36歲的現任首席會計官 Patrick Keenan 為新任CFO,同樣於7月1日生效。Keenan 的薪酬方案包括年薪375,000美元,以及目標年度花紅450,000美元(以現金及/或股權支付)。Keenan 自2022年起擔任公司會計政策及SEC報告總監,2024年升任首席會計官,並擁有Aflac Global Investments的財務經驗,為註冊會計師。是次人事變動屬計劃內的接班安排,對公司日常營運及財務報告影響有限,投資者可留意新CFO是否能維持財務穩健性及合規水平。公司亦於6月25日發布相關新聞稿。
展開英文正文
alti-202606230001838615false00018386152026-06-232026-06-23 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ____________________ FORM 8-K ____________________ CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 23, 2026 ____________________ AlTi Global, Inc. (Exact name of registrant as specified in its charter) ___________________ Delaware 001-40103 92-1552220 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 22 Vanderbilt Avenue, 27th Floor New York, New York 10017 (Address of principal executive offices) (Zip Code) (212) 396-5900 (Registrant’s telephone number, including area code) Not Applicable (Former name or former address, if changed since last report) ___________________ Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Class A common stock, par value $0.0001 per share ALTI Nasdaq Capital Market Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☒ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐ ________________________________________________________________________________ Item 5.02 Departure of Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. Departure of Chief Financial Officer On June 23, 2026, Michael Harrington notified AlTi Global, Inc. (the “Company”) of his decision to retire from his position as Chief Financial Officer and principal financial officer of the Company, effective July 1, 2026. Mr. Harrington’s retirement follows discussions with the Company over the past several months regarding his planned transition and the Company’s succession planning for the role. In connection with Mr. Harrington’s transition and retirement, the Company and Mr. Harrington will enter into a retirement agreement. In connection with his departure, effective July 1, 2026, Mr. Harrington resigned from all officer and similar capacities with the Company and its subsidiaries. Appointment of Chief Financial Officer On June 24, 2026, the Board appointed Patrick Keenan as the Company’s Chief Financial Officer, effective July 1, 2026. In connection with Mr. Keenan’s appointment, the Company entered into a letter agreement with Mr. Keenan on June 24, 2026, setting forth the terms of his compensation (the “Letter Agreement”). Mr. Keenan will receive an annual salary of $375,000 and will be eligible for a target annual bonus of $450,000 (payable in cash and/or equity). The foregoing description of the Letter Agreement is qualified in its entirety by reference to the copy of the Letter Agreement filed as Exhibit 10.1 hereto. Mr. Keenan, age 36, has served as the Company’s Chief Accounting Officer since 2024 and the Company’s principal accounting officer since 2025. Mr. Keenan previously served as the Company’s Director, Global Lead of Accounting Policy and SEC Reporting since 2022. Prior to joining the Company, Mr. Keenan served in key finance and accounting positions at Aflac Global Investments from October 2020 through March 2022. Mr. Keenan is a Certified Public Accountant and holds degrees in Accounting and Finance from Villanova University. No family relationship exists between Mr. Keenan and any of the Company’s directors, executive officers or persons nominated or chosen to become a director or executive officer. There are no arrangements or understandings between Mr. Keenan and any other person pursuant to which Mr. Keenan was selected as an officer of the Company, nor are there any transactions to which the Company is or was a participant and in which Mr. Keenan had or will have a direct or indirect material interest subject to disclosure under Item 404(a) of Regulation S-K. Item 7.01 Regulation FD Disclosure. On June 25, 2026, the Company issued a press release announcing the departure of Mr. Harrington and the appointment of Mr. Keenan as Chief Financial Officer. A copy of the press release is attached hereto as Exhibit 99.1. Exhibit 99.1 and the information set forth therein shall not be deemed to be filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise be subject to the liabilities of that section, nor shall it be deemed to be incorporated by reference in any filing under the Securities Act of 1933, as amended (the “Securities Act”), or the Exchange Act. Item 9.01Financial Statements and Exhibits. (d) Exhibits. 99.1 Press Release, dated June 25, 2026. 10.1Letter Agreement, dated June 24, 2026. 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Date: June 25, 2026ALTI GLOBAL, INC. (Registrant) /s/ Colleen Graham Name: Colleen Graham Title: Chief Legal, Compliance & Risk Officer