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重大事件 即時報告 8-K 2026-05-19

TOMI Environmental Solutions, Inc.(納斯達克:TOMZ)於2026年5月16日提交8-K表格,披露兩項重大人事變動。

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TOMI Environmental Solutions, Inc.(納斯達克:TOMZ)於2026年5月16日提交8-K表格,披露兩項重大人事變動。 首先,公司於5月11日獲悉財務總監David Vanston不幸離世。Vanston自2025年5月30日起任職,公司對其離世深感悲痛。 其次,為確保財務管理穩定,公司於5月16日即時任命Niroshan Srirathan為臨時財務總監。Srirathan此前自2026年5月起擔任公司財務總監(Controller),擁有逾14年國際財務及營運領導經驗,曾任Vistry Group plc高級財務經理及Berkeley Group Holdings plc財務轉型主管,持有倫敦大學學院經濟學學士學位及英格蘭及威爾斯特許會計師公會特許會計師資格。其年薪為18萬美元,並無與公司董事或高層存在家族關係或須申報交易。 公司表示將於稍後公布尋找常任財務總監的進展。是次高層變動或帶來短期不確定性,但快速委任具經驗的臨時人選,有助維持財務職能過渡穩定。投資者宜關注後續常任人選的公告。
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K
 
CURRENT REPORT
 
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported): May 16, 2026
 
TOMI ENVIRONMENTAL SOLUTIONS, INC.

(Exact name of registrant as specified in its charter)

 
Florida
000-09908
59-1947988

(State or other jurisdiction
of incorporation)
(Commission
File Number)
(I.R.S. Employer
Identification No.)

 
8430 Spires Way
Frederick, Maryland 21701

(Address of principal executive offices) (Zip Code)

 
(800) 525-1698

(Registrant's telephone number, including area code)

 
Not Applicable

(Former name or former address, if changed since last report)

 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 
☐     Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐     Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐     Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐     Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
Securities registered pursuant to Section 12(b) of the Act:
 
Title of each class
 
Trading Symbol(s)
 
Name of each exchange on which registered

Common Stock, $0.01 par value per share
 
TOMZ
 
Nasdaq Capital Market

 
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
 
Emerging growth company ☐
 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
 

 

 
 
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
 
On May 16, 2026, TOMI Environmental Solutions, Inc. (the “Company”) appointed Mr. Niroshan Srirathan as the Company’s Interim Chief Financial Officer, effective immediately. The Company will provide an update at a later time with respect to its search for a permanent Chief Financial Officer. In connection with his appointment, the Company entered into an offer letter with Mr. Srirathan providing for an annual base salary of $180,000. The foregoing summary of the offer letter is qualified in its entirety by reference to the full text of the offer letter with Mr. Srirathan, a copy of which will be filed as an exhibit to the Company's next periodic report to be filed with the Securities and Exchange Commission. 
 
Mr. Srirathan is an experienced financial executive with over 14 years of international finance and operational leadership. Mr. Srirathan has been working for the Company since May 2026 as Controller. From April 2024 to January 2025, Mr. Srirathan worked as Senior Finance Manager (Regional Comptroller) for Vistry Group plc, a UK public company. Prior to that from May 2020 to February 2024, Mr. Srirathan worked as Finance Transformation Lead (Group Comptroller Functions) for Berkeley Group Holdings plc, a UK Public Company. Mr. Srirathan holds a BSc (Hons) in Economics from the University College London and holds an Associate Chartered Accountant (ACA) professional qualification from the Institute of Chartered Accountants in England and Wales, London.  
 
There are no family relationships between Mr. Srirathan and any director or executive officer of the Company, and there are no transactions between Mr. Srirathan and the Company that would be reportable under Item 404(a) of Regulation S-K.
 
Item 8.01 Other Events.
 
On May 11, 2026, the Company learned of the untimely and unexpected death of its Chief Financial Officer, David Vanston. Mr. Vanston has been with the Company since May 30, 2025, and his passing will be deeply felt by all who knew him.
 
 
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SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
TOMI ENVIRONMENTAL SOLUTIONS, INC.

 
 
 
 

Date: May 19, 2026
By:
/s/ Halden S. Shane
 

 
 
Name: Halden S. Shane
 

 
 
Title: Chief Executive Officer
 

 
 
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