重大事件即時報告 8-K 2026-05-19

激勵計劃修訂（Item 5.02(e)）

AI 繁中摘要

Redwood Trust, Inc.（股票代碼：RWT）於2026年5月19日舉行年度股東大會，並即日向SEC提交8-K表格，報告兩項主要事項：董事薪酬計劃修訂及四項股東投票結果。

📌 **激勵計劃修訂（Item 5.02(e)）**
股東通過動議，修改公司《第二份經修訂及重列2014年激勵獎勵計劃》，將可供發行的普通股股數增加 **850萬股**。此舉旨在預留股份用於未來員工及董事的股權激勵。

📌 **股東投票結果（Item 5.07）**
大會共有 **124,994,931股** 普通股有權投票，四項議案全部獲得通過：

1. **選舉董事**：八名候選人全部當選，包括 Greg H. Kubicek、Christopher J. Abate、Doneene K. Damon、Armando Falcon、Douglas B. Hansen、Debora D. Horvath、Dashiell I. Robinson 及 Faith A. Schwartz，任期至2027年股東年會。各候選人「贊成」票數介乎約7,880萬至8,035萬票，反對票約85萬至309萬票，經紀商未投票約2,449萬票。

2. **批准核數師**：以逾1.024億票贊成（反對約329萬票），通過委任 Grant Thornton LLP 為截至2026年12月31日止年度的獨立註冊會計師事務所。

3. **高管薪酬諮詢投票**：非約束性決議，以約7,783萬票贊成（反對約315萬票）通過，反映股東對薪酬政策的支持。

4. **激勵計劃修訂**：以約7,822萬票贊成（反對約259萬票）正式通過增加850萬股普通股儲備。

📊 **對投資者的潛在影響**
是次修訂增加股份儲備，將導致現有股東權益被適度攤薄，但同時顯示股東對公司長期激勵機制的認可，有助於留住管理層及關鍵員工。整體而言，投票結果反映股東普遍支持董事會及管理層的治理方向。

展開英文正文

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of The Securities
Exchange Act of 1934

Date of Report (Date of earliest event reported):
May 19, 2026

REDWOOD
TRUST, INC.

(Exact name of registrant as specified in its
charter)

Maryland

(State or other
jurisdiction

of incorporation)

001-13759

(Commission

File Number)

68-0329422

(I.R.S. Employer

Identification No.)

One
Belvedere Place
Suite 300

Mill Valley, California
94941

(Address of principal executive offices and Zip Code)

(415)
389-7373

(Registrant’s telephone number, including area code)

Not Applicable

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K
filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General
Instruction A.2. below):

¨
Written communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425)

¨
Soliciting material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12)

¨
Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))

¨
Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))

Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405
of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934.

Emerging growth company
¨

If an emerging
growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any
new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

Securities registered pursuant to Section 12(b) of the Act:

Title
of each class
Trading symbol(s)
Name
of each exchange on which registered

Common
stock, par value $0.01 per share
RWT
New
York Stock Exchange

10%
Series A Fixed-Rate Reset Cumulative Redeemable Preferred Stock, par value $0.01 per share
RWT
PRA
New
York Stock Exchange

9.125%
Senior Notes Due 2029
RWTN
New
York Stock Exchange

9.0%
Senior Notes Due 2029
RWTO
New
York Stock Exchange

9.125%
Senior Notes Due 2030
RWTP
New
York Stock Exchange

9.500%
Senior Notes Due 2030
RWTQ
New
York Stock Exchange

Item 5.02. (e)
Compensatory Arrangements of Certain Employees

Redwood Trust, Inc. (“the
Company”) held its 2026 Annual Meeting of Stockholders on May 19, 2026 (the “Annual Meeting”). During the Annual Meeting,
stockholders voted to approve an amendment (the “Amendment”) to the Company’s Second Amended and Restated 2014 Incentive
Award Plan (the “Incentive Plan”) to increase the number of shares available for issuance under the Incentive Plan by 8,500,000
shares of common stock. With both stockholder approval of the Amendment and prior approval by the Company’s Board of Directors,
the number of shares available for issuance under the Incentive Plan, as amended by the Amendment, will increase by 8,500,000 shares of
common stock.

Item 5.07.
Submission of Matters to a Vote of Security Holders

As noted above, the Company
held its Annual Meeting on May 19, 2026. There were 124,994,931 shares of Company common stock entitled to vote at the Annual
Meeting. There were four items voted upon at the Annual Meeting, with the voting results for each item set forth below.

Item 1. During the Annual Meeting, stockholders voted to elect Greg H. Kubicek, Christopher J. Abate, Doneene K. Damon, Armando Falcon, Douglas B. Hansen, Debora D. Horvath, Dashiell I. Robinson, and Faith A. Schwartz as directors to serve on the Board of Directors until the annual meeting of stockholders in 2027 and until their successors are duly elected and qualify. The stockholders’ votes with respect to the election of directors were as follows:

Nominee
For
Against
Abstain
Broker

Non-Votes

Greg H. Kubicek
78,131,734
3,088,538
153,137
24,490,760

Christopher J. Abate
80,131,852
1,087,586
153,971
24,490,760

Doneene K. Damon
79,896,685
1,299,872
176,852
24,490,760

Armando Falcon
79,876,488
1,341,110
155,811
24,490,760

Douglas B. Hansen
80,073,974
1,142,976
156,459
24,490,760

Debora D. Horvath
78,785,557
2,433,183
154,669
24,490,760

Dashiell I. Robinson
79,497,267
1,713,019
163,123
24,490,760

Faith A. Schwartz
80,349,364
852,352
171,693
24,490,760

Item 2. During the Annual Meeting, stockholders voted to ratify the appointment of Grant Thornton LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2026. The stockholders’ votes with respect to the ratification of Grant Thornton LLP as the Company’s independent registered public accounting firm were as follows:

For
Against
Abstentions
Broker Non-Votes

102,402,420
3,293,418
168,330
0

Item 3. During the Annual Meeting, stockholders voted on the non-binding advisory resolution to approve named executive officer compensation as disclosed in the annual proxy statement for the Annual Meeting. The stockholders’ votes with respect to approval of this advisory resolution were as follows:

For
Against
Abstentions
Broker Non-Votes

77,832,360
3,149,440
391,608
24,490,760

Item 4. As noted in Item 5.02(e) above, during the Annual Meeting, stockholders voted to approve an Amendment to the Company’s Incentive Plan to increase the number of shares available for issuance under the Incentive Plan by 8,500,000 shares of common stock. The stockholders’ votes with respect to this Amendment of the Incentive Plan were as follows:

For
Against
Abstentions
Broker Non-Votes

78,222,232
2,587,891
563,285
24,490,760

Item 9.01.
Financial Statements and Exhibits

(d) Exhibits

Exhibit 10.1Redwood Trust, Inc. Amendment to Second Amended and
Restated 2014 Incentive Award Plan

104 Cover
Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101)

SIGNATURES

Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto
duly authorized.

Date:
May 19, 2026

REDWOOD
TRUST, INC.

By:
/s/ Andrew P. Stone

Name:
Andrew P. Stone

Title:
Executive Vice President, Chief Legal Officer, and Secretary