重大事件
外國發行人報告
6-K
2026-06-23
野村控股提交2026財年年報20-F並宣布高層管理人員任命
AI 繁中摘要
📄 **Nomura Holdings 提交 2026 財政年度年報 20-F 及宣布高層任命（6-K 申報）**
野村控股（Nomura Holdings, Inc.）於 2026 年 6 月 23 日向美國 SEC 提交 6-K 表格，主要內容包括：
1️⃣ **提交 20-F 年報**：野村已於 6 月 22 日向 SEC 提交截至 2026 年 3 月 31 日止財政年度的年報（Form 20-F）。報告可在野村投資者關係網站查閱。股東（包括美國存託憑證持有人）可免費索取印刷版年報，內含經審計的合併財務報表。
2️⃣ **高層管理人員任命**：同日舉行的股東周年大會及董事會會議通過以下主要人事任命：
- **Koji Nagai** 連任董事會主席
- **Kentaro Okuda** 連任代表執行董事、總裁兼集團 CEO
- **Yutaka Nakajima** 連任代表執行董事、副總裁
- 其他董事：Shoji Ogawa（審計委員會委員）、Victor Chu（外部董事）、Patricia Mosser（外部董事、董事會風險委員會主席）、Takahisa Takahara（外部董事）、Miyuki Ishiguro（外部董事）、Masahiro Ishizuka（外部董事、審計委員會主席）、Taku Oshima（外部董事、提名及薪酬委員會主席）、Nellie Liang（外部董事）
- 執行高管：除了 Kentaro Okuda 及 Yutaka Nakajima 外，還包括 Christopher Willcox（副總裁、批發業務主管，駐紐約）、Go Sugiyama（副總裁、銀行業務主管）、Takumi Kitamura（首席轉型官）、Sotaro Kato（首席風險官，駐紐約）、Hiroyuki Moriuchi（首席財務官）等。
這份 6-K 申報顯示野村正按時履行美國上市公司的持續披露義務。年報的提交讓投資者能深入了解公司的全年財務表現及風險狀況。管理層的連任及新任命，反映公司治理結構穩定，並繼續由熟練團隊帶領四大業務（財富管理、投資管理、批發及銀行業務）。投資者應關注年報中的財務數據及策略展望，以評估野村的盈利能力及未來發展方向。
展開英文正文
6-K 1 d38180d6k.htm FORM 6-K Form 6-K FORM 6-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 Commission File Number: 1-15270 For the month of June 2026 NOMURA HOLDINGS, INC. (Translation of registrant’s name into English) 13-1, Nihonbashi 1-chome Chuo-ku, Tokyo 103-8645 Japan (Address of principal executive offices) Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F. Form 20-F X Form 40-F Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): Information furnished on this form: EXHIBIT Exhibit Number 1. Nomura Files Annual Report on Form 20-F 2. Nomura Announces Top Management Appointments SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. NOMURA HOLDINGS, INC. Date: June 23, 2026 By: /s/ Akito Bato Akito Bato Senior Managing Director Nomura Files Annual Report on Form 20-F Tokyo, June 23, 2026—Nomura Holdings, Inc. filed its Annual Report on Form 20-F, for the fiscal year ended March 31, 2026, with the U.S. Securities and Exchange Commission on June 22, 2026. The report can be accessed via Nomura’s website at: https://www.nomuraholdings.com/investor/library/sec/ Shareholders of Nomura Holdings, Inc., including holders of its American Depositary Receipts, can request a free printed copy of the Annual Report on Form 20-F, which contains Nomura’s most recent audited consolidated financial statements. Requests may be submitted via: https://www.nomuraholdings.com/form/en/agree_07.html ends For further information please contact: Name Company Telephone Kenji Yamashita Nomura Holdings, Inc. Group Corporate Communications Dept. 81-3-3278-0591 Nomura Nomura is a financial services group with an integrated global network. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its four business divisions: Wealth Management, Investment Management, Wholesale (Global Markets and Investment Banking), and Banking. Founded in 1925, the firm is built on a tradition of disciplined entrepreneurship, serving clients with creative solutions and considered thought leadership. For further information about Nomura, visit www.nomura.com. Nomura Announces Top Management Appointments Tokyo, June 23, 2026—Nomura Holdings, Inc. today announced the appointments of members of its Board of Directors and Executive Officers, which were made, respectively, at the Annual General Meeting of the Shareholders and the Board of Directors meeting held today. 1. Directors Koji Nagai Reappointment Chairman of the Board of Directors Kentaro Okuda Reappointment Representative Executive Officer, President and Group CEO Yutaka Nakajima Reappointment Representative Executive Officer, Deputy President Shoji Ogawa Reappointment Member of the Audit Committee (full-time) and Board Risk Committee Victor Chu Outside Director Reappointment Member of the Audit Committee Chairman and Chief Executive Officer of First Eastern Investment Group Patricia Mosser Outside Director Reappointment Chairperson of the Board Risk Committee Special Research Scholar and Director of Central Banking and Financial Policy at Columbia University, School of International and Public Affairs Former Deputy Director of the Office of Financial Research, U.S Department of the Treasury Former Senior Vice President of the Federal Reserve Bank of New York Takahisa Takahara Outside Director Reappointment Member of the Nomination Committee and Compensation Committee Representative Director, President & CEO of Unicharm Corporation Miyuki Ishiguro Outside Director Reappointment Member of the Nomination Committee, Compensation Committee and Board Risk Committee Lawyer Partner of Nagashima Ohno & Tsunematsu Masahiro Ishizuka Outside Director Reappointment Chairman of the Audit Committee Certified Public Accountant Former Partner of Deloitte Touche Tohmatsu LLC Taku Oshima Outside Director Reappointment Chairman of the Nomination Committee and Compensation Committee Chairman and Representative Director of NGK Corporation Former President and Representative Director of NGK INSULATORS, LTD. (Currently NGK Corporation) Nellie Liang Outside Director Reappointment Member of the Board Risk Committee Former Under Secretary for Domestic Finance, U.S. Department of the Treasury Former Director, Division of Financial Stability, U.S. Federal Reserve Board Former Visiting Scholar, Monetary and Capital Markets Department, International Monetary Fund 2. Executive Officers Kentaro Okuda Representative Executive Officer and President Group CEO Yutaka Nakajima Representative Executive Officer and Deputy President Toshiyasu Iiyama Executive Officer, Deputy President Chief of Staff, Head of Well-Growing Institute and Head of China Committee Christopher Willcox Executive Officer, Deputy President Head of Wholesale and Chairman of Investment Management (based in New York) Go Sugiyama Executive Officer, Deputy President Head of Banking Takumi Kitamura Executive Officer CTO (Chief Transformation Officer) Sotaro Kato Executive Officer CRO (Chief Risk Officer) (based in New York) Hiroyuki Moriuchi Executive Officer CFO (Chief Financial Officer) ends For further information please contact: Name Company Telephone Kenji Yamashita Nomura Holdings, Inc. 81-3-3278-0591 Group Corporate Communications Dept. Nomura Nomura is a financial services group with an integrated global network. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its four business divisions: Wealth Management, Investment Management, Wholesale (Global Markets and Investment Banking), and Banking. Founded in 1925, the firm is built on a tradition of disciplined entrepreneurship, serving clients with creative solutions and considered thought leadership. For further information about Nomura, visit www.nomura.com.