重大事件
即時報告
8-K
2026-06-17
Digital Brands Group 發佈8-K:取消710萬份預先注資認股權證,涉不當行為調查
AI 繁中摘要
Digital Brands Group 發佈8-K:取消710萬份預先注資認股權證,涉不當行為調查 🔍
申報類型:8-K(當前報告)
日期:2026年6月15日
公司:Digital Brands Group, Inc.(納斯達克代碼:DBGI)
事件重點:
- 公司於2026年6月15日發佈新聞稿,宣佈取消合共710萬份預先注資認股權證(pre-funded warrants)。
- 取消行動背後涉及一項針對涉嫌不當行為的法律調查,包括:
- 串通及一致行動(acting in concert)
- 多次違反實益擁有權上限(即4.99%規則)
- 使用外國隱名合夥人作為代名人(nominees)
- 轉讓代理出現差異(transfer agent discrepancies)
關鍵數字:
- 取消認股權證數量:7,100,000份(約710萬份)
- 相關認股權證原可轉換為公司普通股,取消後將不再有效。
對投資者的潛在影響:
- 此舉顯示公司正積極處理股權結構潛在違規問題,有助維護股東權益及公司治理透明度。
- 然而,調查本身可能帶來短期不確定性,或影響股價波動。
- 若調查證實存在不當行為,可能導致進一步的監管審查或法律行動,投資者需密切關注後續披露。
公司目前未有提供具體財務指引或管理層展望。
展開英文正文
false 0001668010 0001668010 2026-06-15 2026-06-15 iso4217:USD xbrli:shares iso4217:USD xbrli:shares UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 15, 2026 Digital Brands Group, Inc. (Exact name of registrant as specified in its charter) Nevada 001-40400 46-1942864 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification Number) 350 Texas Ave, Suite 250, Round Rock, TX 78664 (Address of principal executive offices, including Zip Code) Registrant’s telephone number, including area code: (212) 524-6860 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Common Stock, par value $0.0001 per share DBGI The Nasdaq Stock Market LLC Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐ Item 8.01 Other Events. On June 15, 2026, Digital Brands Group, Inc. (the “Company”) issued a press release announcing the cancellation of 7.1 million pre-funded warrants pending a legal investigation into suspected misconduct, including allegations of collusion, acting in concert, multiple violations of beneficial ownership caps (the 4.99% rule), use of foreign silent partners as nominees, and transfer agent discrepancies. A copy of the press release is filed as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference. Item 9.01 Financial Statements and Exhibits. (d) Exhibits Exhibit Number Description 99.1 Press Release dated June 15, 2026 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. DIGITAL BRANDS GROUP, INC. Date: June 17, 2026 By: /s/ John Hilburn Davis IV Name: John Hilburn Davis IV Title: President and Chief Executive Officer