重大事件
外國發行人報告
6-K
2026-08-07
AXIA Energia ADR正式於OTC開始買賣 啟動撤銷美國註冊程序
AI 繁中摘要
巴西能源公司 AXIA Energia S.A. 於 2026 年 8 月 7 日透過 6-K 表格向美國證交會(SEC)申報,宣布其美國存託憑證(ADR)已正式在美國場外交易市場(OTC)開始買賣。🚀
是次變動屬公司早前於 8 月 5 日公布的市場安排一部分。新 ADR 代號分別為:普通股對應的「AXIAY」,以及 C 類優先股對應的「AXICY」。投資者即日起可於 OTC 市場以相關代號交易。
同時,公司已於同日向 SEC 提交表格 15F,啟動撤銷註冊程序,根據 1934 年證券交易法第 12(g) 條終止其註冊,並暫停作為外國私人發行人的申報義務。預期有關撤銷註冊及終止申報責任將在提交 15F 後 90 日生效。屆時公司將不再需要定期向 SEC 提交年報及財務報告,監管披露負擔將大幅減輕。
管理層表示,會繼續適時向市場通報此過程的下一步進展。公司財務及投資者關係副總裁 Eduardo Haiama 已簽署是次申報。
對投資者的潛在影響方面,此舉反映 AXIA Energia 正逐步縮減在美國的公開市場參與程度。雖然 ADR 仍然可在 OTC 市場買賣,但隨着 SEC 申報義務終止,公司向美國投資者提供的資訊透明度或會下降,投資者需依賴公司在巴西本地市場(CVM)的披露。此外,由於轉往 OTC 市場交易,流通量及市場關注度可能不及以往在交易所掛牌時的水平,股價波動及買賣價差或受影響。建議投資者重新評估持有該公司 ADR 的風險與流動性安排。📊
展開英文正文
6-K
1
axia20270807_6k1.htm
6-K
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16 of the
Securities Exchange Act of 1934
For the month of August, 2026
Commission File Number 1-34129
AXIA Energia S.A.
(Exact name of registrant as specified in its
charter)
AXIA Energia S.A.
(Translation of Registrant's name into English)
Avenida Graça Aranha, 26
Centro, CEP 20030-900
Rio de Janeiro, RJ, Brazil
(Address of principal executive office)
Indicate by check mark whether the registrant
files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F ___X___ Form 40-F _______
Indicate by check mark whether the registrant
by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule
12g3-2(b) under the Securities Exchange Act of 1934.
Yes _______ No___X____
AXIA Energia S.A. 00.001.180/0001-26 Avenida Graça Aranha, 26 – Centro Rio de Janeiro │RJ – Brasil │20030-900
Commencement of ADR Trading on the OTC Market and Filing of Form 15F Rio de Janeiro, August 7, 2026, AXIA Energia S.A. ("Company" or "AXIA
Energia"), further to the market announcement disclosed on August 5, 2026, informs that trading of its American Depositary Receipts ("ADRs")
on the U.S. over-the-counter (OTC) market commenced today. The Company's ADRs are now traded under the following ticker symbols: Security
New ADR Ticker Symbol Common Shares AXIAY Class C Preferred Shares AXICY Additionally, on this date, the Company filed Form 15F with the
U.S. Securities and Exchange Commission (SEC) in order to terminate its registration pursuant to Section 12(g) of the Securities Exchange
Act of 1934 and suspend its reporting obligations with the SEC. The Company's deregistration and the termination of its reporting obligations
are expected to become effective 90 days following the filing of Form 15F. The Company will continue to keep the market informed regarding
the next steps of this process. Eduardo Haiama Vice President of Finance and Investor Relations
SIGNATURE
Pursuant to the requirements of the
Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto
duly authorized.
Date: August 7, 2026
AXIA Energia S.A.
By:
/S/ Eduardo Haiama
Eduardo Haiama
Vice-President of Finance and Investor Relations
FORWARD-LOOKING STATEMENTS
This document may contain estimates and projections that are not statements
of past events but reflect our management’s beliefs and expectations and may constitute forward-looking statements under Section
27A of the Securities Act of 1933, as amended, and Section 21E of the Securities and Exchange Act of 1934, as amended. The words “believes”,
“may”, “can”, “estimates”, “continues”, “anticipates”, “intends”,
“expects”, and similar expressions are intended to identify estimates that necessarily involve known and unknown risks and
uncertainties. Known risks and uncertainties include, but are not limited to: general economic, regulatory, political, and business conditions
in Brazil and abroad; fluctuations in interest rates, inflation, and the value of the Brazilian Real; changes in consumer electricity
usage patterns and volumes; competitive conditions; our level of indebtedness; the possibility of receiving payments related to our receivables;
changes in rainfall and water levels in reservoirs used to operate our hydroelectric plants; our financing and capital investment plans;
existing and future government regulations; and other risks described in our annual report and other documents filed with the CVM and
SEC. Estimates and projections refer only to the date they were expressed, and we do not assume any obligation to update any of these
estimates or projections due to new information or future events. Future results of the Company’s operations and initiatives may
differ from current expectations, and investors should not rely solely on the information contained herein. This material contains calculations
that may not reflect precise results due to rounding.