重大事件
外國發行人報告
6-K
2026-08-06
AXIA Energia ADR下月7日轉往OTC市場 啟動撤銷美國註冊程序
AI 繁中摘要
AXIA Energia S.A. 於2026年8月5日透過6-K表格向美國證交會（SEC）申報，宣佈其美國存託憑證（ADR）將於2026年8月6日紐約證券交易所（NYSE）收市後正式停止掛牌，並自8月7日起轉往美國場外交易市場（OTC）繼續買賣。
同日，公司將向SEC提交表格15F，啟動撤銷證券註冊及暫停《1934年證券交易法》下的申報義務程序。預計相關撤銷註冊及終止申報義務將在提交表格15F後約90日生效。在過渡期間，AXIA Energia會按照交易法規則12g3-2(b)，於其投資者關係網站（https://ri.axia.com.br/）持續發佈所需資訊，並會適時向市場通報後續進展。
是次行動與公司於2026年4月1日公佈的重大事項一致，反映其有意簡化在美國的上市合規安排。對投資者而言，ADR交易平台由NYSE轉至OTC市場，可能導致流動性下降及買賣價差擴大；而撤銷註冊後，公司的公開披露義務將大幅減少，投資者所能獲得的財務及業務資訊或會較過往有限。公司同時提醒，文件內的估計及前瞻陳述涉及多項風險及不確定性，包括巴西及海外整體經濟、監管與政治狀況，利率、通脹及巴西雷亞爾匯率波動，電力消費模式變化，水電站水庫水位及降雨量，以及公司債務水平等因素，實際結果可能與預期有所差異。
展開英文正文
6-K 1 axia20260805_6k.htm 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of August, 2026 Commission File Number 1-34129 AXIA Energia S.A. (Exact name of registrant as specified in its charter) AXIA Energia S.A. (Translation of Registrant's name into English) Avenida Graça Aranha, 26 Centro, CEP 20030-900 Rio de Janeiro, RJ, Brazil (Address of principal executive office) Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F. Form 20-F ___X___ Form 40-F _______ Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934. Yes _______ No___X____ AXIA Energia S.A. 00.001.180/0001-26 Avenida Graça Aranha, 26 – Centro Rio de Janeiro │RJ – Brasil │20030-900 Migration of ADR Trading to the OTC Market and Filing of Form 15F Rio de Janeiro, August 5, 2026, AXIA Energia S.A. (“Company” or “AXIA Energia”), informs that further to the material fact disclosed on April 1, 2026, the Company announces that its American Depositary Receipts (ADRs) will cease trading on the New York Stock Exchange (NYSE) after the close of trading on August 6, 2026. Beginning on August 7, 2026, the Company's ADRs will be traded on the U.S. over-the-counter (OTC) market. On the same date, the Company will file Form 15F with the U.S. Securities and Exchange Commission (SEC) to deregister its securities and suspend its reporting obligations under the Securities Exchange Act of 1934. The Company's deregistration and the termination of its reporting obligations under the Exchange Act are expected to become effective 90 days following the filing of Form 15F. Following the filing of Form 15F, the Company will make available on its Investor Relations website, https://ri.axia.com.br/ , the information required pursuant to Rule 12g3-2(b) under the Exchange Act. The Company will continue to keep the market informed regarding the next steps of this process. Eduardo Haiama Vice President of Finance and Investor Relations SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Date: August 5, 2026 AXIA Energia S.A. By: /S/ Eduardo Haiama Eduardo Haiama Vice-President of Finance and Investor Relations FORWARD-LOOKING STATEMENTS This document may contain estimates and projections that are not statements of past events but reflect our management’s beliefs and expectations and may constitute forward-looking statements under Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities and Exchange Act of 1934, as amended. The words “believes”, “may”, “can”, “estimates”, “continues”, “anticipates”, “intends”, “expects”, and similar expressions are intended to identify estimates that necessarily involve known and unknown risks and uncertainties. Known risks and uncertainties include, but are not limited to: general economic, regulatory, political, and business conditions in Brazil and abroad; fluctuations in interest rates, inflation, and the value of the Brazilian Real; changes in consumer electricity usage patterns and volumes; competitive conditions; our level of indebtedness; the possibility of receiving payments related to our receivables; changes in rainfall and water levels in reservoirs used to operate our hydroelectric plants; our financing and capital investment plans; existing and future government regulations; and other risks described in our annual report and other documents filed with the CVM and SEC. Estimates and projections refer only to the date they were expressed, and we do not assume any obligation to update any of these estimates or projections due to new information or future events. Future results of the Company’s operations and initiatives may differ from current expectations, and investors should not rely solely on the information contained herein. This material contains calculations that may not reflect precise results due to rounding.